0000950123-19-007942.txt : 20190814 0000950123-19-007942.hdr.sgml : 20190814 20190814080012 ACCESSION NUMBER: 0000950123-19-007942 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC CENTRAL INDEX KEY: 0001257391 IRS NUMBER: 411957584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10715 FILM NUMBER: 191022869 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001257391 XXXXXXXX 06-30-2019 06-30-2019 Whitebox Advisors LLC

3033 Excelsior Blvd. Suite 300 Minneapolis MN 55416

13F HOLDINGS REPORT 028-10715 N Robert Riepe 612-253-6001 /S/Robert Riepe Minneapolis MN 08-14-2019 0 98 2833840 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AERCAP HOLDINGS NV SHS N00985106 1704 32766 SH SOLE 32766 0 0 AES CORP COM 00130H105 546 32562 SH SOLE 32562 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 16764 98930 SH SOLE 98930 0 0 ALLERGAN PLC SHS G0177J108 20376 121700 SH SOLE 121700 0 0 ALTABA INC COM 021346101 662779 9554256 SH SOLE 9554256 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 5600 284842 SH SOLE 284842 0 0 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 19409 24250000 PRN SOLE 24250000 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 1409 110407 SH SOLE 110407 0 0 ANADARKO PETE CORP COM 032511107 44841 635505 SH SOLE 635505 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 25322 25327000 PRN SOLE 25327000 0 0 APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 13291 13348000 PRN SOLE 13348000 0 0 ARDAGH GROUP S A CL A L0223L101 4908 280430 SH SOLE 280430 0 0 AVAYA HLDGS CORP COM 05351X101 3643 305912 SH SOLE 305912 0 0 AVIS BUDGET GROUP INC COM 053774105 5931 168694 SH SOLE 168694 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 4644 483199 SH SOLE 483199 0 0 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 71441 68545000 PRN SOLE 68545000 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 28481 27347000 PRN SOLE 27347000 0 0 BOYD GAMING CORP COM 103304101 704 26122 SH SOLE 26122 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 9058 199740 SH SOLE 199740 0 0 BUNGE LIMITED COM G16962105 31874 572133 SH SOLE 572133 0 0 C&J ENERGY SVCS INC NEW COM 12674R100 14472 1228511 SH SOLE 1228511 0 0 CBS CORP NEW CL B 124857202 12069 241873 SH SOLE 241873 0 0 CELGENE CORP COM 151020104 57017 616804 SH SOLE 616804 0 0 CHENIERE ENERGY INC DEBT 4.875% 5/2 U16344AB6 6989 6658437 PRN SOLE 6658437 0 0 CINCINNATI BELL INC NEW COM NEW 171871502 247 49804 SH SOLE 49804 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 18004 3814369 SH SOLE 3814369 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 579 117371 SH SOLE 117371 0 0 CONSTELLIUM NV CL A N22035104 1444 143819 SH SOLE 143819 0 0 CONTURA ENERGY INC COM 21241B100 118541 2284020 SH SOLE 2284020 0 0 CSX CORP COM 126408103 255 3297 SH SOLE 3297 0 0 CVS HEALTH CORP COM 126650100 739 13568 SH SOLE 13568 0 0 DAVITA INC COM 23918K108 22694 403381 SH SOLE 403381 0 0 DBX ETF TR PUT 233051959 56320 2000000 SH Put SOLE 2000000 0 0 DBX ETF TR XTRACK HRVST CSI 233051879 11968 425000 SH SOLE 425000 0 0 DEERE & CO COM 244199105 418 2523 SH SOLE 2523 0 0 DELL TECHNOLOGIES INC CL C 24703L202 50272 989600 SH SOLE 989600 0 0 DENBURY RES INC DEL DEBT 6.375%12/3 U2481AAK4 5404 8375000 PRN SOLE 8375000 0 0 DEVON ENERGY CORP NEW COM 25179M103 578 20250 SH SOLE 20250 0 0 DONNELLEY R R & SONS CO COM 257867200 1525 774248 SH SOLE 774248 0 0 ENCANA CORP COM 292505104 44223 8620513 SH SOLE 8620513 0 0 ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 14757 14500000 PRN SOLE 14500000 0 0 ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 19356 19250000 PRN SOLE 19250000 0 0 GENERAL ELECTRIC CO COM 369604103 973 92644 SH SOLE 92644 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 37584 1781227 SH SOLE 1781227 0 0 HALLIBURTON CO COM 406216101 706 31067 SH SOLE 31067 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 12345 12000000 PRN SOLE 12000000 0 0 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 4850 5000000 PRN SOLE 5000000 0 0 HI CRUSH INC PUT 428337959 2337 950000 SH Put SOLE 950000 0 0 ILLUMINA INC COM 452327109 8725 23700 SH SOLE 23700 0 0 INFINERA CORPORATION NOTE 2.125% 9/0 45667GAC7 5435 8000000 PRN SOLE 8000000 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 455 35072 SH SOLE 35072 0 0 INTL PAPER CO COM 460146103 538 12417 SH SOLE 12417 0 0 INTREXON CORP NOTE 3.500% 7/0 46122TAA0 7696 11000000 PRN SOLE 11000000 0 0 INVACARE CORP NOTE 5.000% 2/1 461203AF8 4293 5325000 PRN SOLE 5325000 0 0 KROGER CO COM 501044101 671 30886 SH SOLE 30886 0 0 MBIA INC COM 55262C100 1532 164520 SH SOLE 164520 0 0 MCDERMOTT INTL INC PUT 580037953 2415 250000 SH Put SOLE 250000 0 0 MESA AIR GROUP INC COM NEW 590479135 9294 1016844 SH SOLE 1016844 0 0 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 1758 1750000 PRN SOLE 1750000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 36995 21125000 PRN SOLE 21125000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 2797 964371 SH SOLE 964371 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 17152 1114483 SH SOLE 1114483 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 1846 81700 SH SOLE 81700 0 0 NIO INC DEBT 4.500% 2/0 G6525FAA0 15199 30500000 PRN SOLE 30500000 0 0 NIO INC PUT 62914V956 128 50000 SH Put SOLE 50000 0 0 NORTHROP GRUMMAN CORP COM 666807102 309 957 SH SOLE 957 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 17351 44095000 PRN SOLE 44095000 0 0 OI S A SPONSORED ADR NE 670851500 8344 4151314 SH SOLE 4151314 0 0 PACIFIC DRILLING SA LUXEMBOU COM L7257P205 57987 4602111 SH SOLE 4602111 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 30799 1500936 SH SOLE 1500936 0 0 PARKER DRILLING CO COM 701081507 13961 688417 SH SOLE 688417 0 0 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 11153 10624000 PRN SOLE 10624000 0 0 QUDIAN INC DEBT 1.000% 7/0 G7314VAA8 19347 19000000 PRN SOLE 19000000 0 0 REDWOOD TR INC NOTE 5.625% 7/1 758075AD7 26238 26386000 PRN SOLE 26386000 0 0 REPLIGEN CORP NOTE 2.125% 6/0 759916AA7 8068 2968000 PRN SOLE 2968000 0 0 RYDER SYS INC COM 783549108 1257 21561 SH SOLE 21561 0 0 SAEXPLORATION HLDGS INC COM PAR 78636X873 578 160480 SH SOLE 160480 0 0 SANOFI RIGHT 12/31/2020 80105N113 3617 6956279 SH SOLE 6956279 0 0 SCIENTIFIC GAMES CORP COM 80874P109 5891 297237 SH SOLE 297237 0 0 SPDR GOLD TRUST CALL 78463V907 66600 500000 SH Call SOLE 500000 0 0 SPDR S&P 500 ETF TR CALL 78462F903 29300 100000 SH Call SOLE 100000 0 0 SPDR S&P 500 ETF TR PUT 78462F953 673900 2300000 SH Put SOLE 2300000 0 0 TAILORED BRANDS INC COM 87403A107 501 86906 SH SOLE 86906 0 0 TARGET CORP COM 87612E106 318 3670 SH SOLE 3670 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 6190 299594 SH SOLE 299594 0 0 TENNECO INC CL A VTG COM STK 880349105 3031 273271 SH SOLE 273271 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 84956 86500000 PRN SOLE 86500000 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 49270 52000000 PRN SOLE 52000000 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 29449 29893000 PRN SOLE 29893000 0 0 TESLA INC PUT 88160R951 11173 50000 SH Put SOLE 50000 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 12801 14000000 PRN SOLE 14000000 0 0 TILRAY INC DEBT 5.000%10/0 U8961EAA4 4354 5400000 PRN SOLE 5400000 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 6959 7000000 PRN SOLE 7000000 0 0 UNION PACIFIC CORP COM 907818108 201 1189 SH SOLE 1189 0 0 UNITED TECHNOLOGIES CORP COM 913017109 19443 149333 SH SOLE 149333 0 0 VANECK VECTORS ETF TR PUT 92189F956 16527 150000 SH Put SOLE 150000 0 0 VEDANTA LTD SPONSORED ADR 92242Y100 5318 522900 SH SOLE 522900 0 0 VERASTEM INC NOTE 5.000%11/0 92337CAA2 2329 4500000 PRN SOLE 4500000 0 0