0000950123-18-005575.txt : 20180515 0000950123-18-005575.hdr.sgml : 20180515 20180515120302 ACCESSION NUMBER: 0000950123-18-005575 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC CENTRAL INDEX KEY: 0001257391 IRS NUMBER: 411957584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10715 FILM NUMBER: 18834525 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001257391 XXXXXXXX 03-31-2018 03-31-2018 Whitebox Advisors LLC

3033 Excelsior Blvd. Suite 300 Minneapolis MN 55416

13F HOLDINGS REPORT 028-10715 N Robert Riepe 612-253-6001 /S/ Robert Riepe Minneapolis MN 05-14-2018 0 92 3371087 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AES CORP COM 00130H105 711 62529 SH SOLE 62529 0 0 AETNA INC NEW COM 00817Y108 14213 84100 SH SOLE 84100 0 0 AK STL HLDG CORP COM 001547108 1125 248337 SH SOLE 248337 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 40023 21961000 PRN SOLE 21961000 0 0 ALTABA INC COM 021346101 577990 7806452 SH SOLE 7806452 0 0 AMBAC FINL GROUP INC COM NEW 023139884 6509 415100 SH SOLE 415100 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 3100 203698 SH SOLE 203698 0 0 AMKOR TECHNOLOGY INC COM 031652100 404 39900 SH SOLE 39900 0 0 AMYRIS INC NOTE 9.500% 4/1 03236MAG6 8308 9136000 PRN SOLE 9136000 0 0 APACHE CORP COM 037411105 215 5600 SH SOLE 5600 0 0 ARBOR RLTY TR INC NOTE 6.500%10/0 038923AA6 31853 29358000 PRN SOLE 29358000 0 0 AT&T INC CALL 00206R902 14973 420000 SH Call SOLE 420000 0 0 AT&T INC PUT 00206R952 24673 692100 SH Put SOLE 692100 0 0 AVAYA HLDGS CORP COM 05351X101 28697 1281111 SH SOLE 1281111 0 0 AVIS BUDGET GROUP COM 053774105 1532 32716 SH SOLE 32716 0 0 BARRICK GOLD CORP COM 067901108 132 10601 SH SOLE 10601 0 0 BASIC ENERGY SVCS INC NEW COM NEW 06985P209 18259 1264508 SH SOLE 1264508 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 1764 110592 SH SOLE 110592 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 4911 5000000 PRN SOLE 5000000 0 0 BLACKSTONE MTG TR INC NOTE 5.250%12/0 09257WAA8 20764 18300000 PRN SOLE 18300000 0 0 BONANZA CREEK ENERGY INC COM NEW 097793400 34695 1252061 SH SOLE 1252061 0 0 BUNGE LIMITED COM G16962105 19365 261904 SH SOLE 261904 0 0 C&J ENERGY SVCS INC NEW COM 12674R100 52401 2029484 SH SOLE 2029484 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 55234 31686560 PRN SOLE 31686560 0 0 CHIMERA INVT CORP COM NEW 16934Q208 8410 483031 SH SOLE 483031 0 0 CIGNA CORPORATION COM 125509109 4973 29650 SH SOLE 29650 0 0 CONSTELLIUM NV CL A N22035104 798 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57489 SH SOLE 57489 0 0 NXP SEMICONDUCTORS N V COM N6596X109 45078 385280 SH SOLE 385280 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 67960 3958094 SH SOLE 3958094 0 0 PARKER DRILLING CO COM 701081101 383 603153 SH SOLE 603153 0 0 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 22074 21684000 PRN SOLE 21684000 0 0 RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 42091 31200000 PRN SOLE 31200000 0 0 RH PUT 74967X953 9290 97500 SH Put SOLE 97500 0 0 RYDER SYS INC COM 783549108 212 2919 SH SOLE 2919 0 0 SAEXPLORATION HLDGS INC COM NEW 78636X204 3522 2609039 SH SOLE 2609039 0 0 SAFEGUARD SCIENTIFICS INC DBCV 5.250% 5/1 786449AK4 5627 5516000 PRN SOLE 5516000 0 0 SANOFI RIGHT 12/31/2020 80105N113 2940 6956279 SH SOLE 6956279 0 0 SENSEONICS HLDGS INC NOTE 5.250% 2/0 81727UAA3 4565 4250000 PRN SOLE 4250000 0 0 SINA CORP ORD G81477104 38027 364698 SH SOLE 364698 0 0 SOLARCITY CORP NOTE 2.750%11/0 83416TAA8 16639 17000000 PRN SOLE 17000000 0 0 SPDR S&P 500 ETF TR CALL 78462F903 105260 400000 SH Call SOLE 400000 0 0 SPDR S&P 500 ETF TR PUT 78462F953 1245278 4732200 SH Put SOLE 4732200 0 0 SUPERVALU INC COM 868536301 373 24498 SH SOLE 24498 0 0 TEGNA INC COM 87901J105 448 39307 SH SOLE 39307 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 4433 182821 SH SOLE 182821 0 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 22907 15024000 PRN SOLE 15024000 0 0 TERRAFORM PWR INC COM CL A 88104R209 3808 354913 SH SOLE 354913 0 0 TESLA INC NOTE 0.250% 3/0 88160RAB7 28407 28500000 PRN SOLE 28500000 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 105261 106000000 PRN SOLE 106000000 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 66506 63843000 PRN SOLE 63843000 0 0 TESLA INC PUT 88160R951 14637 55000 SH Put SOLE 55000 0 0 TIME WARNER INC COM NEW 887317303 84388 892240 SH SOLE 892240 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 7693 8000000 PRN SOLE 8000000 0 0 TWO HBRS INVT CORP NOTE 6.250% 1/1 90187BAA9 53816 51523000 PRN SOLE 51523000 0 0 ULTRA PETROLEUM CORP COM NEW 903914208 3322 796536 SH SOLE 796536 0 0 UNISYS 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