0000950123-18-002005.txt : 20180214 0000950123-18-002005.hdr.sgml : 20180214 20180214082912 ACCESSION NUMBER: 0000950123-18-002005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC CENTRAL INDEX KEY: 0001257391 IRS NUMBER: 411957584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10715 FILM NUMBER: 18607310 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001257391 XXXXXXXX 12-31-2017 12-31-2017 WHITEBOX ADVISORS LLC

3033 EXCELSIOR BLVD. SUITE 300 MINNEAPOLIS MN 55416

13F HOLDINGS REPORT 028-10715 N Michael McCormick 612-253-6001 /S/ Michael McCormick Minneapolis MN 02-14-2018 0 91 3550084 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AES CORP COM 00130H105 406 37506 SH SOLE 37506 0 0 AETNA INC NEW COM 00817Y108 15051 83435 SH SOLE 83435 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 54503 29461000 PRN SOLE 29461000 0 0 ALTABA INC COM 021346101 481791 6897507 SH SOLE 6897507 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 415 27472 SH SOLE 27472 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 1300 76314 SH SOLE 76314 0 0 AMKOR TECHNOLOGY INC COM 031652100 338 33654 SH SOLE 33654 0 0 ARBOR RLTY TR INC NOTE 6.500%10/0 038923AA6 17000 15750000 PRN SOLE 15750000 0 0 AT&T INC CALL 00206R902 35770 920000 SH Call SOLE 920000 0 0 AT&T INC PUT 00206R952 10498 270000 SH Put SOLE 270000 0 0 BANK AMER CORP CALL 060505904 3690 125000 SH Call SOLE 125000 0 0 BARRICK GOLD CORP COM 067901108 153 10601 SH SOLE 10601 0 0 BASIC 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