Chief Financial Officer

0000950123-15-011557.txt : 20151112 0000950123-15-011557.hdr.sgml : 20151112 20151112160703 ACCESSION NUMBER: 0000950123-15-011557 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC CENTRAL INDEX KEY: 0001257391 IRS NUMBER: 411957584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10715 FILM NUMBER: 151224844 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001257391 XXXXXXXX 09-30-2015 09-30-2015 WHITEBOX ADVISORS LLC

3033 EXCELSIOR BLVD. SUITE 300 MINNEAPOLIS MN 55416

13F HOLDINGS REPORT 028-10715 N Michael McCormick Chief Financial Officer 612-253-6001 /S/ Michael McCormick Minneapolis MN 11-12-2015 0 334 2237543 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACXIOM CORP COM 005125109 664 33593 SH SOLE 33593 0 0 AECOM COM 00766T100 3447 125289 SH SOLE 125289 0 0 AERCAP HOLDINGS NV SHS N00985106 2430 63547 SH SOLE 63547 0 0 AES CORP COM 00130H105 1077 51267 SH SOLE 51267 0 0 AGNICO EAGLE MINES LTD COM 008474108 1177 46497 SH SOLE 46497 0 0 AIR METHODS CORP COM PAR $.06 009128307 1995 58511 SH SOLE 58511 0 0 ALERE INC COM 01449J105 854 17729 SH SOLE 17729 0 0 ALERE INC NOTE 3.000% 5/1 01449JAA3 13227 11444000 PRN SOLE 11444000 0 0 ALLY FINL INC COM 02005N100 44297 2173536 SH SOLE 2173536 0 0 ALTERA CORP COM 021441100 28709 573261 SH SOLE 573261 0 0 ALTERA CORP CALL 021441900 155 500 SH Call SOLE 500 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 7759 325441 SH SOLE 325441 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 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868536103 1650 229853 SH SOLE 229853 0 0 SWIFT TRANSN CO CL A 87074U101 3725 248018 SH SOLE 248018 0 0 SYNAPTICS INC COM 87157D109 708 8586 SH SOLE 8586 0 0 SYNERON MEDICAL LTD ORD SHS M87245102 497 69537 SH SOLE 69537 0 0 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 55542 27462000 PRN SOLE 27462000 0 0 TELENAV INC COM 879455103 629 80568 SH SOLE 80568 0 0 TENNECO INC COM 880349105 2299 51350 SH SOLE 51350 0 0 TESLA MTRS INC NOTE 1.500% 6/0 88160RAA9 105838 51956000 PRN SOLE 51956000 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 2353 2500000 PRN SOLE 2500000 0 0 TETRALOGIC PHARMACEUTICALS C NOTE 8.000% 6/1 88165UAB5 3408 6500000 PRN SOLE 6500000 0 0 TEXAS ROADHOUSE INC COM 882681109 5091 136857 SH SOLE 136857 0 0 TILE SHOP HLDGS INC COM 88677Q109 3144 262471 SH SOLE 262471 0 0 TIME INC NEW COM 887228104 1125 59036 SH SOLE 59036 0 0 TIME WARNER CABLE INC COM 88732J207 28443 158570 SH SOLE 158570 0 0 TITAN MACHY INC NOTE 3.750% 5/0 88830RAB7 12437 16750000 PRN SOLE 16750000 0 0 TOWER INTL INC 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