0001209191-23-042027.txt : 20230711 0001209191-23-042027.hdr.sgml : 20230711 20230711174348 ACCESSION NUMBER: 0001209191-23-042027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230707 FILED AS OF DATE: 20230711 DATE AS OF CHANGE: 20230711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVIN RICHARD C CENTRAL INDEX KEY: 0001255200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39744 FILM NUMBER: 231082875 MAIL ADDRESS: STREET 1: C/O C3.AI, INC. STREET 2: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: C3.ai, Inc. CENTRAL INDEX KEY: 0001577526 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 263999357 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-503-2200 MAIL ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: C3 IoT, Inc. DATE OF NAME CHANGE: 20180123 FORMER COMPANY: FORMER CONFORMED NAME: C3, Inc. DATE OF NAME CHANGE: 20130522 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-07-07 0 0001577526 C3.ai, Inc. AI 0001255200 LEVIN RICHARD C C/O C3.AI, INC. 1400 SEAPORT BLVD REDWOOD CITY CA 94063 1 0 0 0 1 Class A Common Stock 2023-07-07 4 S 0 12000 42.02 D 173664 D The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 30, 2023. Represents weighted average sales price. The shares were sold at prices ranging from $42.00 to $42.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/ Eric Jensen, Attorney-in-Fact 2023-07-11