0001104659-13-006700.txt : 20130201 0001104659-13-006700.hdr.sgml : 20130201 20130201100638 ACCESSION NUMBER: 0001104659-13-006700 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130130 FILED AS OF DATE: 20130201 DATE AS OF CHANGE: 20130201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CERRONE GABRIEL CENTRAL INDEX KEY: 0001253803 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35268 FILM NUMBER: 13564996 MAIL ADDRESS: STREET 1: 33 PHAETON DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNERGY PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001347613 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330505269 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-297-0010 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: Synergy Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20080812 FORMER COMPANY: FORMER CONFORMED NAME: PAWFECT FOODS INC DATE OF NAME CHANGE: 20051221 4/A 1 a4a.xml 4/A X0306 4/A 2013-01-30 2013-01-30 0 0001347613 SYNERGY PHARMACEUTICALS, INC. SGYP 0001253803 CERRONE GABRIEL C/O SYNERGY PHARMACEUTICALS INC. 420 LEXINGTON AVENUE, SUITE 1609 NEW YORK NY 10170 1 1 0 0 Chairman Common Stock 2013-01-30 4 P 0 6000 5.97 A 842783 I By Panetta Partners, Ltd. Common Stock 2013-01-30 4 P 0 20000 5.9862 A 862783 I By Panetta Partners, Ltd. Common Stock 187470 D Mr. Cerrone is the sole director of Panetta Partners Ltd. and in such capacity exercise voting and dispositive control over securities owned by Panetta Partners Ltd. despite him having only a small pecuniary interest in such securities. /s/ Gabriele Cerrone 2013-02-01