0001104659-13-006700.txt : 20130201
0001104659-13-006700.hdr.sgml : 20130201
20130201100638
ACCESSION NUMBER: 0001104659-13-006700
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130130
FILED AS OF DATE: 20130201
DATE AS OF CHANGE: 20130201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CERRONE GABRIEL
CENTRAL INDEX KEY: 0001253803
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35268
FILM NUMBER: 13564996
MAIL ADDRESS:
STREET 1: 33 PHAETON DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYNERGY PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0001347613
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330505269
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-297-0010
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: Synergy Pharmaceuticals, Inc.
DATE OF NAME CHANGE: 20080812
FORMER COMPANY:
FORMER CONFORMED NAME: PAWFECT FOODS INC
DATE OF NAME CHANGE: 20051221
4/A
1
a4a.xml
4/A
X0306
4/A
2013-01-30
2013-01-30
0
0001347613
SYNERGY PHARMACEUTICALS, INC.
SGYP
0001253803
CERRONE GABRIEL
C/O SYNERGY PHARMACEUTICALS INC.
420 LEXINGTON AVENUE, SUITE 1609
NEW YORK
NY
10170
1
1
0
0
Chairman
Common Stock
2013-01-30
4
P
0
6000
5.97
A
842783
I
By Panetta Partners, Ltd.
Common Stock
2013-01-30
4
P
0
20000
5.9862
A
862783
I
By Panetta Partners, Ltd.
Common Stock
187470
D
Mr. Cerrone is the sole director of Panetta Partners Ltd. and in such capacity exercise voting and dispositive control over securities owned by Panetta Partners Ltd. despite him having only a small pecuniary interest in such securities.
/s/ Gabriele Cerrone
2013-02-01