0001179110-11-011971.txt : 20110810
0001179110-11-011971.hdr.sgml : 20110810
20110810130320
ACCESSION NUMBER: 0001179110-11-011971
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110809
FILED AS OF DATE: 20110810
DATE AS OF CHANGE: 20110810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENRY DANIEL R
CENTRAL INDEX KEY: 0001253706
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34915
FILM NUMBER: 111023626
MAIL ADDRESS:
STREET 1: 13160 BIRCH
CITY: OVERLAND PARK
STATE: KS
ZIP: 66211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetSpend Holdings, Inc.
CENTRAL INDEX KEY: 0001496623
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 202306550
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 BRAZOS STREET
STREET 2: SUITE 1300
CITY: AUSTIN
STATE: TX
ZIP: 78701-2582
BUSINESS PHONE: (512) 532-8200
MAIL ADDRESS:
STREET 1: 701 BRAZOS STREET
STREET 2: SUITE 1300
CITY: AUSTIN
STATE: TX
ZIP: 78701-2582
4
1
edgar.xml
FORM 4 -
X0304
4
2011-08-09
0
0001496623
NetSpend Holdings, Inc.
NTSP
0001253706
HENRY DANIEL R
701 BRAZOS
SUITE 1200
AUSTIN
TX
78701
1
1
0
0
Chief Executive Officer
Common Stock (138,128)
138128
D
Common Stock
2011-08-09
4
P
0
20250
4.39
A
20250
I
See footnote
Common Stock
2011-08-09
4
P
0
20250
4.39
A
20250
I
See footnote
Employee Stock Option (right to buy) (1,002,293)
3.53
2018-03-11
Common Stock
1002293
1002293
D
Employee Stock Option (right to buy) (3,043,231)
3.53
2018-03-11
Common Stock
3043231
3043231
D
Includes 20,250 shares purchased by a minor son of the holder who shares his home. The holder disclaims beneficial ownership of these shares.
This option has vested in its entirety.
The vesting of this option is subject to certain performance targets described in the relevant option agreement, a copy of which was filed as Exhibit 10.22 to the Company's Registration Statement on Form S-1/A (Reg. No. 333-168127) filed with the Commission on September 21, 2010. As of the date of this report on Form 4, 912,970 of the shares subject to this option have vested.
/s/ Christopher T. Brown, by power of attorney
2011-08-10