0001179110-11-011971.txt : 20110810 0001179110-11-011971.hdr.sgml : 20110810 20110810130320 ACCESSION NUMBER: 0001179110-11-011971 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110809 FILED AS OF DATE: 20110810 DATE AS OF CHANGE: 20110810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENRY DANIEL R CENTRAL INDEX KEY: 0001253706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34915 FILM NUMBER: 111023626 MAIL ADDRESS: STREET 1: 13160 BIRCH CITY: OVERLAND PARK STATE: KS ZIP: 66211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetSpend Holdings, Inc. CENTRAL INDEX KEY: 0001496623 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 202306550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 BRAZOS STREET STREET 2: SUITE 1300 CITY: AUSTIN STATE: TX ZIP: 78701-2582 BUSINESS PHONE: (512) 532-8200 MAIL ADDRESS: STREET 1: 701 BRAZOS STREET STREET 2: SUITE 1300 CITY: AUSTIN STATE: TX ZIP: 78701-2582 4 1 edgar.xml FORM 4 - X0304 4 2011-08-09 0 0001496623 NetSpend Holdings, Inc. NTSP 0001253706 HENRY DANIEL R 701 BRAZOS SUITE 1200 AUSTIN TX 78701 1 1 0 0 Chief Executive Officer Common Stock (138,128) 138128 D Common Stock 2011-08-09 4 P 0 20250 4.39 A 20250 I See footnote Common Stock 2011-08-09 4 P 0 20250 4.39 A 20250 I See footnote Employee Stock Option (right to buy) (1,002,293) 3.53 2018-03-11 Common Stock 1002293 1002293 D Employee Stock Option (right to buy) (3,043,231) 3.53 2018-03-11 Common Stock 3043231 3043231 D Includes 20,250 shares purchased by a minor son of the holder who shares his home. The holder disclaims beneficial ownership of these shares. This option has vested in its entirety. The vesting of this option is subject to certain performance targets described in the relevant option agreement, a copy of which was filed as Exhibit 10.22 to the Company's Registration Statement on Form S-1/A (Reg. No. 333-168127) filed with the Commission on September 21, 2010. As of the date of this report on Form 4, 912,970 of the shares subject to this option have vested. /s/ Christopher T. Brown, by power of attorney 2011-08-10