FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 07/31/2003 |
3. Issuer Name and Ticker or Trading Symbol
ALLIANCE CAPITAL MANAGEMENT HOLDING LP [ AC ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
units rep. assign. of beneficial ownership of l.p. interests | 40,356(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Unit Option (right to buy)(2) | 12/16/1997 | 12/16/2006 | units rep. assign. of beneficial ownership of l.p. interests | 2,000 | $13 | D | |
Employee Unit Option (right to buy)(3) | 12/16/1998 | 12/16/2007 | units rep. assign. of beneficial ownership of l.p. interests | 4,000 | $18 | D | |
Employee Unit Option (right to buy)(4) | 12/10/1999 | 12/10/2008 | units rep. assign. of beneficial ownership of l.p. interests | 6,000 | $26 | D | |
Employee Unit Option (right to buy)(5) | 12/06/2000 | 12/06/2009 | units rep. assign. of beneficial ownership of l.p. interests | 8,000 | $30 | D | |
Employee Unit Option (right to buy)(6) | 12/11/2001 | 12/11/2010 | units rep. assign. of beneficial ownership of l.p. interests | 10,000 | $54 | D | |
Employee Unit Option (right to buy)(7) | 12/07/2002 | 12/07/2011 | units rep. assign. of beneficial ownership of l.p. interests | 10,000 | $50 | D | |
Employee unit option (right to buy)(8) | 12/06/2003 | 12/06/2012 | units rep. assign. of beneficial ownership of l.p. interests | 10,000 | $33 | D |
Explanation of Responses: |
1. Amount includes restricted units representing assignments of beneficial ownership of limited partnership interests in Alliance Capital Management Holding L.P. ("Holding Units") awarded to Reporting Person under the Amended and Restated Alliance Partners Compensation Plan in 1999 (6,145 Holding Units), 2000 (7,670 Holding Units), 2001 (4,185 Holding Units) and 2002 (2,906 Holding Units). Restrictions lapse on the 1999 award in equal annual increments on each of January 31, 2001, 2002, 2003, 2004, 2005 2004, 2005 and 2006. Restrictions lapse on the 2002 award in equal annual increments on each of January 31, 2004, 2005, 2006 and 2007. |
2. Grant to Reporting Person of option to buy 10,000 Holding Units under the 1993 Unit Option Plan. The option vested in 20% increm ents on each of December 16, 1997, 1998, 1999, 2000 and 2001. |
3. Grant to Reporting Person of option to buy 10,000 Holding Units under the Unit Option Plan. The option vested in 20% increments on each of December 16, 1998, 1999, 2000, 2001 and 2002. |
4. Grant to Reporting Person of option to buy 10,000 Holding Units under the 1993 Unit Option Plan. The option vests in 20% increme nts on each of December 10, 1999, 2000, 2001, 2002 and 2003. |
5. Grant to Reporting Person of option to buy 10,000 Holding Units under the 1993 Unit Option Plan. The option vests in 20% increme nts on each of December 6, 2000, 2001, 2002, 2003 and 2004. |
6. Grant to Reporting Person of option to buy 10,000 Holding Units under the 1997 Long Term Incentive Plan. The option vests in 20% increments on each of December 11, 2001, 2002, 2003, 2004 and 2005. |
7. Grant to Reporting Person of option to buy 10,000 Holding Units under the 1997 Long Term Incentive Plan. The option vests in 20% increments on each of December 7, 2002, 2003, 2004, 2005 and 2006. |
8. Grant to Reporting Person of option to buy 10,000 Holding Units under the 1997 Long Term Incentive Plan. The option vests in 20% increments on each of December 6, 2003, 2004, 2005, 2006 and 2007. |
Mark R. Manley | 08/08/2003 | |
/s/ Mark R. Manley | 08/08/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |