FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/08/2003 |
3. Issuer Name and Ticker or Trading Symbol
CSS INDUSTRIES INC [ CSS ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 07/10/2003 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 221,058 | D(1) | |
Common Stock | 500 | I | see note(2) |
Common Stock | 150,000 | I | By Farber Family Charitable Lead Annuity Trust(3) |
Common Stock | 27,200 | I | By Trust FBO Robert Kurtzman(4) |
Common Stock | 28,450 | I | By Trust FBO Leigh Ann Kurtzman(4) |
Common Stock | 74,014 | I | By Trust FBO William Farber(5) |
Common Stock | 71,514 | I | By Trust FBO Kenneth Kurtzman(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Ellen B. Kurtzman may be deemed a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. Except as otherwise noted, all shares listed on this Form 3 are deemed owned, directly or indirectly, by Ellen B. Kurtzman. |
2. Constitutes shares owned directly by Delv, L.P. and deemed owned indirectly by Ellen B. Kurtzman. Of these 500 shares, 250 shares may be deemed to be owned indirectly by each of the Trust FBO Ellen B. Kurtzman under the 2002 Farber Children's Trusts dated December 12, 2002 (the "EBK Trust") and the Trust FBO David M. Farber under 2002 Farber Children's Trusts dated December 12, 2002 (the "DMF Trust"), by virtue of their equal ownership of all of the common stock of the General Partner of Delv, L.P., which indirectly owns 500 shares through Delv, L.P. Ellen B. Kurtzman may be deemed to indirectly own 500 shares of the Issuer's common stock by virtue of her position as the sole trustee of the EBK Trust and the DMF Trust. Ellen B. Kurtzman disclaims beneficial ownership of these shares to the extent that she does not have a pecuniary interest in them. |
3. Ellen B. Kurtzman is the trustee of the Farber Family Charitable Lead Annuity Trust; the EBK Trust and the DMF Trust each holds a remainder interest therein. Ellen B. Kurtzman disclaims beneficial ownership of these shares to the extent that she does not have a pecuniary interest in them. |
4. Ellen B. Kurtzman shares voting and investment power as co-trustee of these trusts, which were established for the benefit of certain of her family members. Ellen B. Kurtzman disclaims beneficial ownership of these shares to the extent that she does not have a pecuniary interest in them. |
5. Ellen B. Kurtzman shares voting and investment power as co-trustee of this trust, which was established for the benefit of her nephew. Ellen B. Kurtzman disclaims beneficial ownership of these shares. |
Ellen B. Kurtzman, Individually and as Trustee of the EBK and DMF Trusts and as President of Delv, Inc., General Partner of Delv, L.P. | 07/11/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |