0001181431-13-052000.txt : 20131002 0001181431-13-052000.hdr.sgml : 20131002 20131002161955 ACCESSION NUMBER: 0001181431-13-052000 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131002 DATE AS OF CHANGE: 20131002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LORENTZEN OIVIND CENTRAL INDEX KEY: 0001253163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 131130537 MAIL ADDRESS: STREET 1: C/O SEACOR SMIT, INC. STREET 2: 460 PARK AVENUE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd391639.xml Q3 2013 AWARD X0306 4 2013-09-30 0 0001012620 GENESEE & WYOMING INC GWR 0001253163 LORENTZEN OIVIND C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 1 0 0 0 Class A Common Stock, $.01 par value 2013-09-30 4 A 0 230 93.59 A 31962 D These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Second Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Alllison M. Fergus, Attorney-in-Fact for Oivind Lorentzen 2013-10-02