FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SIRENZA MICRODEVICES INC [ SMDI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/01/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 225,707 | I(3) | By trust | |||||||
Common Stock | 1,282,600 | I(4) | By trust | |||||||
Common Stock | 1,282,600 | I(5) | By trust | |||||||
Common Stock | 55,491 | I(6) | By trust | |||||||
Common Stock | 1,050,000 | D(7) | ||||||||
Common Stock | 1,050,000 | D(8) | ||||||||
Common Stock | 18,180 | I | Reporting person as custodian for minor children | |||||||
Common Stock | 900,000 | I(9) | By limited partnership | |||||||
Common Stock | 12/01/2003(1) | S | 50,000 | D | $5.625 | 7,353,453 | I(2) | By trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. This trade was executed pursuant to a Rule 10b5-1 trading plan. |
2. These securities are owned by John and Susan Ocampo, Trustees, Ocampo Family Trust 2001. |
3. These securities are owned by John & Susan Ocampo, Trustees, Ocampo 2001 Charitable Trust |
4. These securities are held in a trust under which John L. Ocampo is a beneficiary and also a co-trustee of the trust. John L. Ocampo disclaims beneficial ownership of all shares except those to which he has a pecuniary interest. |
5. These securities are held in a trust under which Susan Ocampo is a beneficiary and also a co-trustee of the trust. Susan Ocampo disclaims beneficial ownership of all shares except those to which he has a pecuniary interest. |
6. These securities are held in trusts for the benefit of the reporting persons' minor children. Both the reporting persons are trustees of these trusts. Both the reporting persons disclaim beneficial ownership of all shares except for those to which they have a pecuniary interest. |
7. These securities are owned by Susan Ocampo, as her sole and separate property. |
8. These securities are owned by John L. Ocampo, as his sole and separate property. |
9. These securities are held by Samat Partners, a California Limited Partnership. The reporting persons are general partners of this entity. Both the reporting persons disclaim beneficial ownership of all shares except for those to which they have a pecuniary interest. |
/s/ Susan Ocampo | 12/03/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |