0001179110-17-007558.txt : 20170518
0001179110-17-007558.hdr.sgml : 20170518
20170518204419
ACCESSION NUMBER: 0001179110-17-007558
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170516
FILED AS OF DATE: 20170518
DATE AS OF CHANGE: 20170518
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Endosurgery, Inc.
CENTRAL INDEX KEY: 0001251769
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 161630142
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1120 SOUTH CAPITAL OF TX HWY
STREET 2: BUILDING 1 SUITE 300
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 512-279-5100
MAIL ADDRESS:
STREET 1: 1120 SOUTH CAPITAL OF TX HWY
STREET 2: BUILDING 1 SUITE 300
CITY: AUSTIN
STATE: TX
ZIP: 78746
FORMER COMPANY:
FORMER CONFORMED NAME: LPATH, INC
DATE OF NAME CHANGE: 20060316
FORMER COMPANY:
FORMER CONFORMED NAME: LPATH INC
DATE OF NAME CHANGE: 20051202
FORMER COMPANY:
FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC
DATE OF NAME CHANGE: 20040323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newton Todd
CENTRAL INDEX KEY: 0001460878
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35706
FILM NUMBER: 17856252
MAIL ADDRESS:
STREET 1: 7000 WEST WILLIAM CANNON
STREET 2: BUILDING ONE
CITY: AUSTIN
STATE: TX
ZIP: 78735
4
1
edgar.xml
FORM 4 -
X0306
4
2017-05-16
0
0001251769
Apollo Endosurgery, Inc.
APEN
0001460878
Newton Todd
C/O APOLLO ENDOSURGERY, INC.
1120 S. CAP OF TX HWY, BLDG. 1, STE 300
AUSTIN
TX
78746
1
1
0
0
Chief Executive Officer
Common Stock
2017-05-16
4
P
0
899
6.12
A
29544
D
Common Stock
2017-05-17
4
P
0
400
6.19
A
29944
D
Common Stock
2017-05-18
4
P
0
822
6.35
A
30766
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.97 to $6.19, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.12 to $6.26, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.30 to $6.42, inclusive.
Exhibit Index: Exhibit 24 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 3 filed by the Reporting Person on December 29, 2016)
/s/ Brian Szymczak - Attorney-in-Fact
2017-05-18