0001140361-16-056775.txt : 20160307 0001140361-16-056775.hdr.sgml : 20160307 20160307164714 ACCESSION NUMBER: 0001140361-16-056775 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160303 FILED AS OF DATE: 20160307 DATE AS OF CHANGE: 20160307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J C PENNEY CO INC CENTRAL INDEX KEY: 0001166126 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 260037077 STATE OF INCORPORATION: DE FISCAL YEAR END: 0721 BUSINESS ADDRESS: STREET 1: 6501 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024-3698 BUSINESS PHONE: 9722431100 FORMER COMPANY: FORMER CONFORMED NAME: J C PENNEY HOLDINGS INC DATE OF NAME CHANGE: 20020128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RECORD EDWARD J CENTRAL INDEX KEY: 0001251605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15274 FILM NUMBER: 161489082 MAIL ADDRESS: STREET 1: 10201 S. MAIN CITY: HOUSTON STATE: TX ZIP: 77025 4 1 doc1.xml FORM 4 X0306 4 2016-03-03 0 0001166126 J C PENNEY CO INC JCP 0001251605 RECORD EDWARD J C/O J. C. PENNEY COMPANY, INC. 6501 LEGACY DRIVE PLANO TX 75024 0 1 0 0 EVP, CFO Common Stock of 50 cents Par Value 2016-03-03 4 A 0 34594 0 A 476232 D Employee stock option/Right to Buy 10.84 2016-03-03 4 A 0 75000 0 A 2026-03-02 Common Stock 75000 75000 D Represents restricted stock units granted under the Company's 2014 Long-Term Incentive Plan. Represents grant of employee stock options under the Company's 2014 Long-Term Incentive Plan which vest one-third on March 3, 2017, one-third on March 3, 2018 and one-third on March 3, 2019. Represents current grant of stock options. Including the reported grant, Mr. Record beneficially owns an aggregate of 366,263 stock options at various exercise prices. *** Under continuing POA as filed with the S.E.C. *** /s/ David A. Shipley, attorney in fact 2016-03-07