0000950142-14-001927.txt : 20140922 0000950142-14-001927.hdr.sgml : 20140922 20140922090630 ACCESSION NUMBER: 0000950142-14-001927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140918 FILED AS OF DATE: 20140922 DATE AS OF CHANGE: 20140922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MA 1994 B SHARES LP CENTRAL INDEX KEY: 0001251586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 141113133 BUSINESS ADDRESS: STREET 1: 1201 NORTH MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19899-1347 MAIL ADDRESS: STREET 1: 1201 NORTH MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19899-1347 4 1 es1401081_4-ma1994b.xml OWNERSHIP DOCUMENT X0306 4 2014-09-18 0 0000815097 CARNIVAL CORP CCL 0001251586 MA 1994 B SHARES LP 1201 NORTH MARKET ST WILMINGTON DE 19899-1347 0 0 0 1 See remarks Common Stock 2014-09-18 4 S 0 94338 40.0607 D 95765444 D Common Stock 2014-09-19 4 S 0 28999 40.7510 D 95736445 D These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated February 28, 2014, relating to the sale of up to 5,000,000 shares of Carnival Corporation Common Stock. The transaction was executed in multiple trades at prices ranging from $40.03 to $40.11. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The transaction was executed in multiple trades at prices ranging from $40.43 to $41.14. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding Common Stock. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding Common Stock for purposes of Section 16 or for any other purpose. /s/ John J. O'Neil, attorney-in-fact 2014-09-22