0000950142-14-000731.txt : 20140326
0000950142-14-000731.hdr.sgml : 20140326
20140326073340
ACCESSION NUMBER: 0000950142-14-000731
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140324
FILED AS OF DATE: 20140326
DATE AS OF CHANGE: 20140326
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 5 GAINSFORD ST
STREET 2: CARNIVAL HOUSE
CITY: LONDON WC1A 1PP ENGL
STATE: X0
ZIP: 00000
BUSINESS PHONE: 011 44 20 7940 5381
MAIL ADDRESS:
STREET 1: 77 NEW OXFORD ST
CITY: LONDON
STATE: X0
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MA 1994 B SHARES LP
CENTRAL INDEX KEY: 0001251586
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15136
FILM NUMBER: 14717369
BUSINESS ADDRESS:
STREET 1: 1201 NORTH MARKET ST
CITY: WILMINGTON
STATE: DE
ZIP: 19899-1347
MAIL ADDRESS:
STREET 1: 1201 NORTH MARKET ST
CITY: WILMINGTON
STATE: DE
ZIP: 19899-1347
4
1
es1400480_4-ma1994b.xml
OWNERSHIP DOCUMENT
X0306
4
2014-03-24
0
0001125259
CARNIVAL PLC
CUK
0001251586
MA 1994 B SHARES LP
1201 NORTH MARKET ST
WILMINGTON
DE
19899-1347
0
0
0
1
See remarks
Trust Shares(Beneficial Interest in Special Voting Share)
2014-03-24
4
S
0
304954
40.0894
D
97940860
D
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated February 28, 2014, relating to the sale of up to 5,000,000 shares of Carnival Corporation Common Stock.
The transaction was executed in multiple trades at prices ranging from $40.03 to $40.20. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding Common Stock. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding Common Stock for purposes of Section 16 or for any other purpose.
/s/ John J. O'Neil, attorney-in-fact
2014-03-25