0001144204-18-059943.txt : 20181114 0001144204-18-059943.hdr.sgml : 20181114 20181114160654 ACCESSION NUMBER: 0001144204-18-059943 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD CAPITAL INC CENTRAL INDEX KEY: 0001251567 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14761 FILM NUMBER: 181183667 BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 2129600814 MAIL ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001251567 XXXXXXXX 09-30-2018 09-30-2018 false WYNNEFIELD CAPITAL INC

450 Seventh Ave Ste 509 New York NY 10123

13F HOLDINGS REPORT 028-14761 N Joshua H. Landes 212-760-0814 /s/ Joshua H. Landes New York NY 11-14-2018 0 30 239713 INFORMATION TABLE 2 infotable.xml AMERINAC HOLDING CORP RSTD 03077Y107 1000 25000 SH SOLE 25000 0 0 BABCOCK & WILCOX ENTERPR COMM 05614L100 3739 3629999 SH SOLE 3629999 0 0 BROADWIND ENERGY COMM 11161T207 109 50000 SH SOLE 50000 0 0 CECO ENVIRONMENTAL CORP COMM 125141101 100 12748 SH SOLE 12748 0 0 CLARUS CORPORATION COMM 18270P109 9783 885400 SH SOLE 885400 0 0 CVD EQUIPMENT CORP COMM 126601103 890 144794 SH SOLE 144794 0 0 DLH HOLDINGS CORP COMM 23335Q100 23057 4002983 SH SOLE 4002983 0 0 EQUUS TOTAL RETURN INC FUND 294766100 142 71304 SH SOLE 71304 0 0 GLYECO INC COMM 38000P203 1618 394672 SH SOLE 394672 0 0 GRANITE CONSTRUCTION INC COMM 387328107 18310 400654 SH SOLE 400654 0 0 GREAT LAKES DREDGE & DOCK CO COMM 390607109 9394 1515000 SH SOLE 1515000 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 1063 93000 SH SOLE 93000 0 0 JASON INDUSTRIES INC COMM 471172106 16683 4950319 SH SOLE 4950319 0 0 LANDEC CORP COMM 514766104 38627 2682400 SH SOLE 2682400 0 0 LEARNING TREE INTERNATIONAL COMM 522015106 1150 958550 SH SOLE 958550 0 0 LIBBEY INC COMM 529898108 7369 842200 SH SOLE 842200 0 0 MAM SOFTWARE GROUP INC COMM 55277Q201 23712 3079556 SH SOLE 3079556 0 0 MICRON SOLUTIONS COMM 59511X105 12 3363 SH SOLE 3363 0 0 MUSCLE PHARM CORP COMM 627335201 1838 1656305 SH SOLE 1656305 0 0 MVC CAPITAL INC COMM 553829102 15315 1587023 SH SOLE 1587023 0 0 NATURES SUNSHINE PRODS INC COMM 639027101 19271 2202454 SH SOLE 2202454 0 0 NEVADA GOLD & CASINOS INC COMM 64126Q206 667 279251 SH SOLE 279251 0 0 QUEST RESOURCE HOLDING CORP COMM 74836W203 2979 1163595 SH SOLE 1163595 0 0 S&W SEED CO COMM 785135104 10345 4222308 SH SOLE 4222308 0 0 SMTC CORPORATION COMM 832682207 5526 1911974 SH SOLE 1911974 0 0 SUMMER INFANT INC COMM 865646103 10561 6683932 SH SOLE 6683932 0 0 TELOS CORP PRFD 87969B200 7168 554765 SH SOLE 554765 0 0 TRECORA RESOURCES COMM 894648104 980 70000 SH SOLE 70000 0 0 WILHELMINA INTERNATIONAL INC COMM 968235200 1589 232961 SH SOLE 232961 0 0 WILLIAMS INDUSTRIAL SERVICES GROUP COMM 96951A104 6716 3167718 SH SOLE 3167718 0 0