0001144204-18-028849.txt : 20180515 0001144204-18-028849.hdr.sgml : 20180515 20180515160309 ACCESSION NUMBER: 0001144204-18-028849 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD CAPITAL INC CENTRAL INDEX KEY: 0001251567 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14761 FILM NUMBER: 18836247 BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 2129600814 MAIL ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001251567 XXXXXXXX 03-31-2018 03-31-2018 false WYNNEFIELD CAPITAL INC

450 Seventh Ave Ste 509 New York NY 10123

13F HOLDINGS REPORT 028-14761 N Joshua H. Landes 212-760-0814 /s/ Joshua H. Landes New York NY 05-15-2018 0 39 287441 INFORMATION TABLE 2 infotable.xml AMERINAC HOLDING CORP RSTD 03077Y107 1000 25000 SH SOLE 25000 0 0 BABCOCK & WILCOX ENTERPR COMM 05614L100 4152 950000 SH SOLE 950000 0 0 BIOSCRIP INC COMM 09069N108 7456 3030925 SH SOLE 3030925 0 0 BLACKBERRY LTD COMMON COMM 09228F103 5750 500000 SH SOLE 500000 0 0 BROADWIND ENERGY INC COMM 11161T207 110 50000 SH SOLE 50000 0 0 CECO ENVIRONMENTAL CORP COMM 125141101 57 12748 SH SOLE 12748 0 0 CLARUS CORPORATION COMM 18270P109 9289 1376124 SH SOLE 1376124 0 0 CVD EQUIPMENT CORP COMM 126601103 1231 134794 SH SOLE 134794 0 0 DLH HOLDINGS CORP COMM 23335Q100 23377 4002983 SH SOLE 4002983 0 0 EQUUS TOTAL RETURN INC FUND 294766100 170 71304 SH SOLE 71304 0 0 GLOBAL POWER EQUIPMENT GROUP INC COMM 37941P306 8838 3167718 SH SOLE 3167718 0 0 GLYECO INC COMM 38000P104 2539 49797748 SH SOLE 49797748 0 0 GREAT LAKES DREDGE & DOCK CO COMM 390607109 6969 1515000 SH SOLE 1515000 0 0 IMAGEWARE SYSTEMS INC COMM 45245S108 1680 1050290 SH SOLE 1050290 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 1184 93000 SH SOLE 93000 0 0 JASON INDUSTRIES INC COMM 471172106 14557 4680816 SH SOLE 4680816 0 0 LANDEC CORP COMM 514766104 35005 2682400 SH SOLE 2682400 0 0 LAYNE CHRISTENSEN COMPANY COMM 521050104 28422 1904978 SH SOLE 1904978 0 0 LEARNING TREE INTERNATIONAL COMM 522015106 2109 958550 SH SOLE 958550 0 0 LIBBEY INC COMM 529898108 2249 460000 SH SOLE 460000 0 0 MAM SOFTWARE GROUP INC COMM 55277Q201 25685 3279556 SH SOLE 3279556 0 0 MICRON SOLUTIONS COMM 59511X105 13 3363 SH SOLE 3363 0 0 MUSCLE PHARM CORP COMM 627335201 1029 1336305 SH SOLE 1336305 0 0 MVC CAPITAL INC COMM 553829102 15759 1587023 SH SOLE 1587023 0 0 NATURES SUNSHINE PRODS INC COMM 639027101 24123 2193068 SH SOLE 2193068 0 0 NEPTUNE TECH & BIORESSOURCES COMM 64077P108 2276 810000 SH SOLE 810000 0 0 NEVADA GOLD & CASINOS INC COMM 64126Q206 1582 722188 SH SOLE 722188 0 0 NEW YORK & CO COMM 649295102 2449 724805 SH SOLE 724805 0 0 QUEST RESOURCE HOLDING CORP COMM 74836W203 3223 1457688 SH SOLE 1457688 0 0 S&W SEED CO COMM 785135104 15200 4222308 SH SOLE 4222308 0 0 SELECT ENERGY SERVICES INC-A COMM 81617J301 1262 100000 SH SOLE 100000 0 0 SMTC CORPORATION COMM 832682207 3255 1433617 SH SOLE 1433617 0 0 SUMMER INFANT INC COMM 865646103 7378 6415568 SH SOLE 6415568 0 0 TELOS CORP PREF 126520204 7001 554765 SH SOLE 554765 0 0 TRANSWORLD CORPORATION COMM 89336R207 9164 2349577 SH SOLE 2349577 0 0 TRECORA RESOURCES COMM 894648104 952 70000 SH SOLE 70000 0 0 US AUTO PARTS NETWORK INC COMM 90343C100 895 436583 SH SOLE 436583 0 0 WILHELMINA INTERNATIONAL INC COMM 968235200 2218 305998 SH SOLE 305998 0 0 XERIUM TECHNOLOGIES INC COMM 98416J118 7833 1214540 SH SOLE 1214540 0 0