0001144204-18-008922.txt : 20180214 0001144204-18-008922.hdr.sgml : 20180214 20180214162948 ACCESSION NUMBER: 0001144204-18-008922 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD CAPITAL INC CENTRAL INDEX KEY: 0001251567 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14761 FILM NUMBER: 18612774 BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 2129600814 MAIL ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001251567 XXXXXXXX 12-31-2017 12-31-2017 false WYNNEFIELD CAPITAL INC

450 Seventh Ave Ste 509 New York NY 10123

13F HOLDINGS REPORT 028-14761 N Joshua H. Landes 212-760-0814 /s/ Joshua H. Landes New York NY 02-14-2018 0 37 289835 INFORMATION TABLE 2 infotable.xml AMERINAC HOLDING CORP RSTD 03077Y107 1000 25000 SH SOLE 25000 0 0 BABCOCK & WILCOX ENTERPR COMM 05614L100 5112 900000 SH SOLE 900000 0 0 BIOSCRIP INC COMM 09069N108 8907 3060925 SH SOLE 3060925 0 0 BLACKBERRY LTD COMMON COMM 09228F103 5585 500000 SH SOLE 500000 0 0 BROADWIND ENERGY COMM 11161T207 136 50000 SH SOLE 50000 0 0 CLARUS CORPORATION COMM 18270P109 11568 1473665 SH SOLE 1473665 0 0 CVD EQUIPMENT CORP COMM 126601103 1343 115584 SH SOLE 115584 0 0 DLH HOLDINGS CORP COMM 23335Q100 25890 4202983 SH SOLE 4202983 0 0 EQUUS TOTAL RETURN INC FUND 294766100 171 71304 SH SOLE 71304 0 0 GLOBAL POWER EQUIPMENT GROUP INC COMM 37941P306 12575 3167718 SH SOLE 3167718 0 0 GLYECO INC COMM 38000P104 2689 49797748 SH SOLE 49797748 0 0 GREAT LAKES DREDGE & DOCK CO COMM 390607109 8073 1495000 SH SOLE 1495000 0 0 IMAGEWARE SYSTEMS INC COMM 45245S108 1713 1077290 SH SOLE 1077290 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 1163 93000 SH SOLE 93000 0 0 JASON INDUSTRIES INC COMM 471172106 10738 4630816 SH SOLE 4630816 0 0 LANDEC CORP COMM 514766104 33798 2682400 SH SOLE 2682400 0 0 LAYNE CHRISTENSEN COMPANY COMM 521050104 23907 1904978 SH SOLE 1904978 0 0 LEARNING TREE INTERNATIONAL COMM 522015106 2253 958550 SH SOLE 958550 0 0 LIBBEY INC COMM 529898108 3234 430000 SH SOLE 430000 0 0 MAM SOFTWARE GROUP INC COMM 55277Q201 24629 3279556 SH SOLE 3279556 0 0 MICRON SOLUTIONS COMM 59511X105 12 3363 SH SOLE 3363 0 0 MUSCLE PHARM CORP COMM 627335201 869 1336305 SH SOLE 1336305 0 0 MVC CAPITAL INC COMM 553829102 16779 1588923 SH SOLE 1588923 0 0 NATURES SUNSHINE PRODS INC COMM 639027101 25330 2193068 SH SOLE 2193068 0 0 NEPTUNE TECH & BIORESSOURCES COMM 64077P108 2360 1000000 SH SOLE 1000000 0 0 NEVADA GOLD & CASINOS INC COMM 64126Q206 1928 722188 SH SOLE 722188 0 0 NEW YORK & CO COMM 649295102 743 259805 SH SOLE 259805 0 0 QUEST RESOURCE HOLDING CORP COMM 74836W203 3341 1452552 SH SOLE 1452552 0 0 S&W SEED CO COMM 785135104 16467 4222308 SH SOLE 4222308 0 0 SMTC CORPORATION COMM 832682207 2711 1433982 SH SOLE 1433982 0 0 SUMMER INFANT INC COMM 865646103 9623 6415568 SH SOLE 6415568 0 0 TELOS CORP PFD 87969B200 7351 554765 SH SOLE 554765 0 0 TRANSWORLD CORPORATION COMM 89336R207 9398 2349577 SH SOLE 2349577 0 0 TRECORA RESOURCES COMM 894648104 675 50000 SH SOLE 50000 0 0 US AUTO PARTS NETWORK INC COMM 90343C100 803 318624 SH SOLE 318624 0 0 WILHELMINA INTERNATIONAL INC COMM 968235200 1980 305998 SH SOLE 305998 0 0 XERIUM TECHNOLOGIES INC COMM 98416J118 4981 1169240 SH SOLE 1169240 0 0