0001144204-17-027973.txt : 20170516 0001144204-17-027973.hdr.sgml : 20170516 20170516165243 ACCESSION NUMBER: 0001144204-17-027973 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170516 EFFECTIVENESS DATE: 20170516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD CAPITAL INC CENTRAL INDEX KEY: 0001251567 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14761 FILM NUMBER: 17849314 BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 2129600814 MAIL ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001251567 XXXXXXXX 03-31-2017 03-31-2017 true 1 RESTATEMENT false WYNNEFIELD CAPITAL INC

450 Seventh Ave Ste 509 New York NY 10123

13F HOLDINGS REPORT 028-14761 N Joshua H. Landes 212-760-0814 /s/ Joshua H. Landes New York NY 05-16-2017 0 37 272934 INFORMATION TABLE 2 infotable.xml ALJ REGIONAL HOLDINGS INC COMM 001627108 60 16200 SH SOLE 16200 0 0 BABCOCK & WILCOX ENTERPR COMM 05614L100 3269 350000 SH SOLE 350000 0 0 BIOSCRIP INC COMM 09069N108 6460 3800000 SH SOLE 3800000 0 0 BLACK DIAMOND INC COMM 09202G101 7870 1444022 SH SOLE 1444022 0 0 BLACKBERRY LTD COMM 09228F103 5696 735000 SH SOLE 735000 0 0 DLH HOLDINGS CORP COMM 23335Q100 25252 4676120 SH SOLE 4676120 0 0 GLOBAL POWER EQUIPMENT GROUP INC COMM 37941P306 14096 3167718 SH SOLE 3167718 0 0 GLYECO INC COMM 38000P104 3538 29485248 SH SOLE 29485248 0 0 GREAT LAKES DREDGE & DOCK CO COMM 390607109 400 100000 SH SOLE 100000 0 0 HAIN CELESTIAL GROUP INC COMM 405217100 4650 125000 SH SOLE 125000 0 0 HARSCO CORP COMM 415864107 9128 715939 SH SOLE 715939 0 0 HAWAIIAN TELCOM HOLDCO INC COMM 420031106 11049 482268 SH SOLE 482268 0 0 IMAGEWARE SYSTEMS INC COMM 45245S108 1147 1093000 SH SOLE 1093000 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 1117 93000 SH SOLE 93000 0 0 JASON INDUSTRIES INC COMM 471172106 6180 4175816 SH SOLE 4175816 0 0 LANDEC CORP COMM 514766104 32188 2682400 SH SOLE 2682400 0 0 LAYNE CHRISTENSEN COMPANY COMM 521050104 15935 1802700 SH SOLE 1802700 0 0 LEARNING TREE INTERNATIONAL COMM 522015106 1430 715000 SH SOLE 715000 0 0 LEATT CORP COMM 522132208 152 75000 SH SOLE 75000 0 0 MAM SOFTWARE GROUP INC COMM 55277Q201 21603 3258369 SH SOLE 3258369 0 0 MICRON CORP COMM 595112103 14 3363 SH SOLE 3363 0 0 MUSCLE PHARM CORP COMM 627335201 2918 1379805 SH SOLE 1379805 0 0 MVC CAPITAL INC COMM 553829102 16272 1810000 SH SOLE 1810000 0 0 NATURES SUNSHINE PRODS INC COMM 639027101 21843 2184329 SH SOLE 2184329 0 0 NEPTUNE TECH & BIORESSOURCES COMM 64077P108 1862 1825450 SH SOLE 1825450 0 0 NEVADA GOLD & CASINOS INC COMM 64126Q206 1645 772188 SH SOLE 772188 0 0 OMEGA PROTEIN CORP COMM 68210P107 1604 80000 SH SOLE 80000 0 0 QUEST RESOURCE HOLDING CORP COMM 74836W203 2155 916791 SH SOLE 916791 0 0 RENEWABLE ENERGY GROUP INC COMM 75972A301 106 10141 SH SOLE 10141 0 0 S&W SEED CO COMM 785135104 11813 2386496 SH SOLE 2386496 0 0 SMTC CORPORATION COMM 832682207 1835 1433982 SH SOLE 1433982 0 0 SUMMER INFANT INC COMM 865646103 11000 5789794 SH SOLE 5789794 0 0 TELOS CORP MD 12 percent PFD PFD 87969B200 4972 552465 SH SOLE 552465 0 0 TRANSWORLD CORPORATION COMM 89336R207 15154 2349577 SH SOLE 2349577 0 0 TRECORA RESOURCES COMM 894648104 328 29512 SH SOLE 29512 0 0 WILHELMINA INTERNATIONAL INC COMM 968235200 2206 305998 SH SOLE 305998 0 0 XERIUM TECHNOLOGIES INC COMM 98416J118 5987 935500 SH SOLE 935500 0 0