0001144204-17-008870.txt : 20170214 0001144204-17-008870.hdr.sgml : 20170214 20170214162847 ACCESSION NUMBER: 0001144204-17-008870 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD CAPITAL INC CENTRAL INDEX KEY: 0001251567 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14761 FILM NUMBER: 17609424 BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 2129600814 MAIL ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001251567 XXXXXXXX 12-31-2016 12-31-2016 false WYNNEFIELD CAPITAL INC

450 Seventh Ave Ste 509 New York NY 10123

13F HOLDINGS REPORT 028-14761 N Joshua H. Landes 212-760-0814 /s/ Joshua H. Landes New York NY 02-14-2017 0 35 277587 INFORMATION TABLE 2 infotable.xml ALJ REGIONAL HOLDINGS INC COMM 001627108 71 16200 SH SOLE 16200 0 0 BIOSCRIP INC COMM 09069N108 3848 3700000 SH SOLE 3700000 0 0 BLACK DIAMOND INC COMM 09202G101 6236 1165640 SH SOLE 1165640 0 0 BLACKBERRY LTD COMM 09228F103 5409 785000 SH SOLE 785000 0 0 DLH HOLDINGS CORP COMM 23335Q100 27776 4676120 SH SOLE 4676120 0 0 GLOBAL POWER EQUIPMENT GROUP INC COMM 37941P306 14952 3167718 SH SOLE 3167718 0 0 GLYECO INC COMM 38000P104 2605 26047748 SH SOLE 26047748 0 0 GREAT LAKES DREDGE & DOCK CO COMM 390607109 420 100000 SH SOLE 100000 0 0 HAIN CELESTIAL GROUP INC COMM 405217100 4879 125000 SH SOLE 125000 0 0 HARSCO CORP COMM 415864107 9737 715939 SH SOLE 715939 0 0 HAWAIIAN TELCOM HOLDCO INC COMM 420031106 11951 482268 SH SOLE 482268 0 0 ARRHYTHMIA RESEARCH COMM 042698308 13 3363 SH SOLE 3363 0 0 IMAGEWARE SYSTEMS INC COMM 45245S108 1454 1093000 SH SOLE 1093000 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 1030 93000 SH SOLE 93000 0 0 JASON INDUSTRIES INC COMM 471172106 7516 4175816 SH SOLE 4175816 0 0 LANDEC CORP COMM 514766104 37016 2682400 SH SOLE 2682400 0 0 LAYNE CHRISTENSEN COMPANY COMM 521050104 19595 1802700 SH SOLE 1802700 0 0 LEARNING TREE INTERNATIONAL COMM 522015106 1859 715000 SH SOLE 715000 0 0 LEATT CORP COMM 522132208 172 75000 SH SOLE 75000 0 0 MAM SOFTWARE GROUP INC COMM 55277Q201 21049 3258369 SH SOLE 3258369 0 0 MUSCLE PHARM CORP COMM 627335201 2101 1200470 SH SOLE 1200470 0 0 MVC CAPITAL INC COMM 553829102 13814 1610000 SH SOLE 1610000 0 0 NATURES SUNSHINE PRODS INC COMM 639027101 32436 2162476 SH SOLE 2162476 0 0 NEPTUNE TECH & BIORESSOURCES COMM 64077P108 972 1000000 SH SOLE 1000000 0 0 NEVADA GOLD & CASINOS INC COMM 64126Q206 1429 772188 SH SOLE 772188 0 0 OMEGA PROTEIN CORP COMM 68210P107 2505 100000 SH SOLE 100000 0 0 QUEST RESOURCE HOLDING CORP COMM 74836W104 1499 611636 SH SOLE 611636 0 0 RENEWABLE ENERGY GROUP INC COMM 75972A301 98 10141 SH SOLE 10141 0 0 S&W SEED CO COMM 785135104 9771 2124226 SH SOLE 2124226 0 0 SMTC CORPORATION COMM 832682207 2193 1433982 SH SOLE 1433982 0 0 SUMMER INFANT INC COMM 865646103 11359 5679794 SH SOLE 5679794 0 0 TRANSWORLD CORPORATION COMM 89336R207 13675 2349577 SH SOLE 2349577 0 0 TRECORA RESOURCES COMM 894648104 409 29512 SH SOLE 29512 0 0 WILHELMINA INTERNATIONAL INC COMM 968235200 2677 305998 SH SOLE 305998 0 0 XERIUM TECHNOLOGIES INC COMM 98416J118 5061 900500 SH SOLE 900500 0 0