0001144204-16-134256.txt : 20161114 0001144204-16-134256.hdr.sgml : 20161111 20161114163905 ACCESSION NUMBER: 0001144204-16-134256 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD CAPITAL INC CENTRAL INDEX KEY: 0001251567 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14761 FILM NUMBER: 161995312 BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 2129600814 MAIL ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001251567 XXXXXXXX 09-30-2016 09-30-2016 false WYNNEFIELD CAPITAL INC

450 Seventh Ave Ste 509 New York NY 10123

13F HOLDINGS REPORT 028-14761 N Joshua H. Landes 212-760-0814 /s/ Joshua H. Landes New York NY 11-14-2016 0 40 298913 INFORMATION TABLE 2 infotable.xml ALJ REGIONAL HOLDINGS INC COMM 001627108 76 16200 SH SOLE 16200 0 0 BIOSCRIP INC COMM 09069N108 10038 3473500 SH SOLE 3473500 0 0 BLACK DIAMOND INC COMM 09202G101 5991 1165640 SH SOLE 1165640 0 0 BLACKBERRY LTD COMM 09228F103 14364 1800000 SH SOLE 1800000 0 0 DLH HOLDINGS CORP COMM 23335Q100 22182 4729739 SH SOLE 4729739 0 0 GLOBAL POWER EQUIPMENT GROUP INC COMM 37941P306 13178 3167718 SH SOLE 3167718 0 0 GLYECO INC COMM 38000P104 3037 29485248 SH SOLE 29485248 0 0 GREAT LAKES DREDGE & DOCK CO COMM 390607109 350 100000 SH SOLE 100000 0 0 HAIN CELESTIAL GROUP INC COMM 405217100 7116 200000 SH SOLE 200000 0 0 HAMPSHIRE GROUP LTD COMM 408859106 17 1186463 SH SOLE 1186463 0 0 ARRHYTHMIA RESEARCH TECHNOLOGY COMM 42698308 14 3363 SH SOLE 3363 0 0 HARSCO CORP COMM 415864107 10228 1030000 SH SOLE 1030000 0 0 HAWAIIAN TELCOM HOLDCO INC COMM 420031106 10798 482268 SH SOLE 482268 0 0 IMAGEWARE SYSTEMS INC COMM 45245S108 1301 1093000 SH SOLE 1093000 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 1180 93000 SH SOLE 93000 0 0 JASON INDUSTRIES INC COMM 471172106 9270 4175816 SH SOLE 4175816 0 0 KOPPERS HOLDINGS INC COMM 50060P106 7685 238820 SH SOLE 238820 0 0 LANDEC CORP COMM 514766104 35970 2682400 SH SOLE 2682400 0 0 LAYNE CHRISTENSEN COMPANY COMM 521050104 15341 1802700 SH SOLE 1802700 0 0 LEATT CORP COMM 522132208 173 64390 SH SOLE 64390 0 0 LEARNING TREE INTERNATIONAL COMM 522015106 1308 715000 SH SOLE 715000 0 0 MAM SOFTWARE GROUP INC COMM 55277Q201 19648 3258369 SH SOLE 3258369 0 0 MUSCLE PHARM CORP COMM 627335201 2324 1150470 SH SOLE 1150470 0 0 MVC CAPITAL INC COMM 553829102 13347 1610000 SH SOLE 1610000 0 0 NATURES SUNSHINE PRODS INC COMM 639027101 34599 2162476 SH SOLE 2162476 0 0 NEPTUNE TECH & BIORESSOURCES COMM 64077P108 843 795464 SH SOLE 795464 0 0 NEVADA GOLD & CASINOS INC COMM 64126Q206 1382 772188 SH SOLE 772188 0 0 OMEGA PROTEIN CORP COMM 68210P107 10352 442971 SH SOLE 442971 0 0 QUEST RESOURCE HOLDING CORP COMM 74836W104 1236 611636 SH SOLE 611636 0 0 RAND LOGISTICS INC COMM 752182105 76 100000 SH SOLE 100000 0 0 RENEWABLE ENERGY GROUP INC COMM 75972A301 86 10141 SH SOLE 10141 0 0 S&W SEED CO COMM 785135104 10833 2124226 SH SOLE 2124226 0 0 SMTC CORPORATION COMM 832682207 1978 1433982 SH SOLE 1433982 0 0 SUMMER INFANT INC COMM 865646103 10020 4638778 SH SOLE 4638778 0 0 TELOS CORP MD 12% PFD PREF 87969B200 4144 552465 SH SOLE 552465 0 0 TRANSWORLD CORPORATION COMM 89336R207 10338 2349577 SH SOLE 2349577 0 0 TRECORA RESOURCES COMM 894648104 337 29512 SH SOLE 29512 0 0 TRIUMPH GROUP INC COMM 896818101 2847 102120 SH SOLE 102120 0 0 WILHELMINA INTERNATIONAL INC COMM 968235200 2640 305998 SH SOLE 305998 0 0 XERIUM TECHNOLOGIES INC COMM 98416J118 2266 285000 SH SOLE 285000 0 0