0001104659-19-064189.txt : 20191114 0001104659-19-064189.hdr.sgml : 20191114 20191114161132 ACCESSION NUMBER: 0001104659-19-064189 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD CAPITAL INC CENTRAL INDEX KEY: 0001251567 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14761 FILM NUMBER: 191220240 BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 2129600814 MAIL ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001251567 XXXXXXXX 09-30-2019 09-30-2019 false WYNNEFIELD CAPITAL INC

450 Seventh Ave Ste 509 New York NY 10123

13F HOLDINGS REPORT 028-14761 N Joshua H. Landes 212-760-0814 /s/ Joshua H. Landes New York NY 11-14-2019 0 27 187905 INFORMATION TABLE 2 infotable.xml AMERINAC HOLDING CORP RSTD 03077Y107 1125 25000 SH SOLE 25000 0 0 BABCOCK & WILCOX ENTERPR COMM 05614L209 3530 736964 SH SOLE 736964 0 0 CLARUS CORPORATION COMM 18270P109 821 70000 SH SOLE 70000 0 0 CVD EQUIPMENT CORP COMM 126601103 16 4794 SH SOLE 4794 0 0 DLH HOLDINGS CORP COMM 23335Q100 16170 3625633 SH SOLE 3625633 0 0 EQUUS TOTAL RETURN INC FUND 294766100 115 71304 SH SOLE 71304 0 0 GLYECO INC COMM 38000P203 237 394672 SH SOLE 394672 0 0 GRANITE CONSTRUCTION INC COMM 387328107 6752 210154 SH SOLE 210154 0 0 GREAT LAKES DREDGE & DOCK CO COMM 390607109 9866 944119 SH SOLE 944119 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 1311 93000 SH SOLE 93000 0 0 JASON INDUSTRIES INC COMM 471172106 1867 5259240 SH SOLE 5259240 0 0 LANDEC CORP COMM 514766104 31200 2870300 SH SOLE 2870300 0 0 LEARNING TREE INTERNATIONAL COMM 522015106 418 972050 SH SOLE 972050 0 0 MAM SOFTWARE GROUP INC COMM 55277Q201 37139 3079556 SH SOLE 3079556 0 0 MUSCLE PHARM CORP COMM 627335201 871 1936305 SH SOLE 1936305 0 0 MVC CAPITAL INC COMM 553829102 13478 1514379 SH SOLE 1514379 0 0 NATURES SUNSHINE PRODS INC COMM 639027101 18971 2288431 SH SOLE 2288431 0 0 QUEST RESOURCE HOLDING CORP COMM 74836W203 4047 1618595 SH SOLE 1618595 0 0 S&W SEED CO COMM 785135104 10049 4222308 SH SOLE 4222308 0 0 SMTC CORPORATION COMM 832682207 4260 1972360 SH SOLE 1972360 0 0 SUMMER INFANT INC COMM 865646103 2390 6829086 SH SOLE 6829086 0 0 SUNOPTA INC COMM 8676EP108 592 328900 SH SOLE 328900 0 0 TELOS CORP PREF 87969B200 13286 554765 SH SOLE 554765 0 0 TILE SHOP HLDGS INC COMM 88677Q109 255 80000 SH SOLE 80000 0 0 TRECORA RESOURCES COMM 894648104 722 80000 SH SOLE 80000 0 0 WILHELMINA INTERNATIONAL INC COMM 968235200 1291 232961 SH SOLE 232961 0 0 WILLIAMS INDUSTRIAL SERVICES GROUP COMM 96951A104 7126 3654271 SH SOLE 3654271 0 0