0001140361-17-042367.txt : 20171114
0001140361-17-042367.hdr.sgml : 20171114
20171114101642
ACCESSION NUMBER: 0001140361-17-042367
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC
CENTRAL INDEX KEY: 0001251557
IRS NUMBER: 943256485
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10492
FILM NUMBER: 171199003
BUSINESS ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4157829600
MAIL ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: EGM CAPITAL LLC
DATE OF NAME CHANGE: 20030701
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001251557
XXXXXXXX
09-30-2017
09-30-2017
FALCON POINT CAPITAL, LLC
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-10492
N
Michael J. Mahoney
Sr. Managing Director
415-782-9600
Michael J. Mahoney
San Francisco
CA
11-10-2017
2
113
688665
false
1
0001692234
028-17598
Russell Investments Group, Ltd.
2
0000907692
028-16475
SEI INVESTMENTS MANAGEMENT CORP
INFORMATION TABLE
2
form13fInfoTable.xml
AMN Healthcare Services Inc.
COM
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Acadia Healthcare Co Inc.
COM
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14760
470679
SH
SOLE
270055
0
200624
Aclaris Therapeutics Inc.
COM
00461U105
449
17791
SH
SOLE
17791
0
0
Acxiom Corp.
COM
005125109
12836
510156
SH
SOLE
292086
0
218070
Agile Therapeutics
COM
00847L100
432
91011
SH
SOLE
91011
0
0
Amag Pharmaceuticals Inc.
COM
00163U106
13180
839477
SH
SOLE
513782
0
325695
Apogee Enterprises, Inc.
COM
037598109
16288
341243
SH
SOLE
194078
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147165
Apollo Endosurgery INC
COM
03767D108
492
119309
SH
SOLE
119309
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Avadel Pharmaceuticals PLC (AD
COM
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SH
SOLE
401576
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259914
BWX Technologies Inc.
COM
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10467
174685
SH
SOLE
83086
0
91599
BioTelemetry Inc.
COM
090672106
1839
63321
SH
SOLE
63321
0
0
Blackhawk Network Holdings
COM
09238E104
19079
561959
SH
SOLE
319970
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241989
Boingo Wireless Inc.
COM
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122235
SH
SOLE
122235
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0
CRA International Inc.
COM
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42590
SH
SOLE
42590
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0
Calamp Corp.
COM
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SH
SOLE
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Callidus Software, Inc.
COM
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14969
590496
SH
SOLE
370035
0
220461
Capital Senior Living Corp.
COM
140475104
10337
777240
SH
SOLE
478193
0
299047
Carbonite Inc.
COM
141337105
1885
83034
SH
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83034
0
0
Carriage Services Inc.
COM
143905107
1780
68712
SH
SOLE
68712
0
0
Carrizo Oil & Gas Inc.
COM
144577103
6521
368642
SH
SOLE
209544
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159098
Cavium Networks Inc.
COM
14964U108
15425
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SH
SOLE
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95542
Clearside Biomedical INC
COM
185063104
315
44219
SH
SOLE
44219
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Conns Inc.
COM
208242107
15213
494716
SH
SOLE
319245
0
175471
Core-Mark Holding Company, Inc
COM
218681104
13100
384624
SH
SOLE
233293
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151331
Cornerstone OnDemand
COM
21925Y103
16031
417910
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243212
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174698
Cross Country Healthcare Inc
COM
227483104
1465
107290
SH
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107290
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Deckers Outdoor Corp.
COM
243537107
11633
170471
SH
SOLE
97576
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Deluxe Corp
COM
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18156
260678
SH
SOLE
151290
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109388
Diamond Hill Investment Group,
COM
25264R207
2055
9697
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9697
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Dynavax Technology
COM
268158201
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36870
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36870
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Ehealth INC
COM
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30152
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0
Eldorado Resorts, Inc
COM
28470R102
6174
240216
SH
SOLE
136369
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103847
Electronics for Imaging Inc.
COM
286082102
11429
370353
SH
SOLE
218141
0
152212
Entravision
COM
29382R107
856
164567
SH
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164567
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ExacTech Inc.
COM
30064E109
1542
36852
SH
SOLE
36852
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0
Facebook Inc.
COM
30303M102
218
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SH
SOLE
1209
0
0
Finisar Corp.
COM
31787A507
10693
454239
SH
SOLE
262517
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191722
FireEye Inc.
COM
31816q101
24351
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SH
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Five9
COM
338307101
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Flir Systems
COM
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5504
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Fortress Transportation & Infr
COM
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GP Strategies Corp
COM
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38914
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Granite Construction
COM
387328107
7764
121896
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Great Lakes Dredge & Dock Co
COM
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216562
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Health Insurance Innovation
COM
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Horizon Global Corp
COM
44052W104
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SOLE
115252
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Hostess Brands Inc
COM
44109J106
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SH
SOLE
490542
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Integra Life Sciences
COM
457985208
11939
255207
SH
SOLE
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106111
Jack In The Box Inc.
COM
466367109
12585
121587
SH
SOLE
69634
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Knight Transportation Inc.
COM
499049104
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175784
SH
SOLE
99804
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LaSalle Hotel Properties
COM
517942108
875
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SH
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31000
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Ligand Pharmaceuticals Inc.
COM
53220K504
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SH
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66294
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Marten Transport LTD
COM
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MasTec, Inc.
COM
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Maximus, Inc.
COM
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Medical Properties Trust Inc.
COM
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Micron Technology Inc.
COM
595112103
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NEOS Therapeutic
COM
64052L106
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SH
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NMI Holdings Inc.
COM
629209305
2071
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Neogenomics, Inc.
COM
64049M209
13957
1609819
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Newpark Resources Inc.
COM
651718504
1048
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SH
SOLE
119774
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Oclaro Inc.
COM
67555N206
102
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SH
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On Assignment Inc.
COM
682159108
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PDF Solutions Inc.
COM
693282105
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SH
SOLE
391429
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Paratek Pharma
COM
699374302
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SH
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Peak Resorts Inc
COM
70469L100
575
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SH
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125000
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Perficient Inc.
COM
71375U101
9371
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SOLE
294135
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PetroQuest Energy Inc.
COM
716748306
53
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SH
SOLE
29486
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Prestige Brands Holdings Inc.
COM
74112d101
17386
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Proofpoint, Inc.
COM
743424103
13127
142055
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Proshares Short Financials
COM
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Proshares Short High Yield
COM
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Proshares Ultrashort Barclays
COM
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Pzena Investment Management, I
COM
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Quanex Building Solutions
COM
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55570
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Quanta Services Inc.
COM
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212
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SH
SOLE
5612
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Red Robin Gourmet Burgers, Inc
COM
75689M101
10948
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SH
SOLE
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Repligen Corp.
COM
759916109
890
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SH
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23932
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Ringcentral Inc.
COM
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374
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SPDR Gold Shares
COM
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SPDR S&P 500 Biotech
COM
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SeaSpine Holdings Corp
COM
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Social Capital Hedosophia HO
COM
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Supernus Phamaceutical Inc
COM
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TravelCenters of America LLC
COM
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Triton International Ltd
COM
G9078F107
1258
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31540
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Tutor Perini Corp.
COM
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US Concrete Inc
COM
90333L201
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Unit Corp.
COM
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SH
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93336
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Urstadt Biddle Properties
COM
917286205
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SH
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VBI Vaccines Inc.
COM
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Viewray inc
COM
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Visa Inc - Class A Shares
COM
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WageWorks, Inc.
COM
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William Lyon Homes
COM
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Wintrust Financial Corporation
COM
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Wynn Resorts Ltd
COM
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Xencor INC
COM
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Yellow Corp.
COM
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American Homes 4 Rent
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Apollo Management LLC
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Capital One Financials
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TravelCenters of America
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Wintrust Financial Group
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Calamp Corp.
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Encore Capital Group Inc.
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Fireeye Inc.
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PROS Holding, Inc.
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PROS Holding, Inc.
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ServiceSource International, I
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AMG Capital
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NY Community Cap Trust V
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PetroQuest Energy
CVPFD
716748207
796
40000
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