0001140361-17-004755.txt : 20170207 0001140361-17-004755.hdr.sgml : 20170207 20170207134017 ACCESSION NUMBER: 0001140361-17-004755 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 EFFECTIVENESS DATE: 20170207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC CENTRAL INDEX KEY: 0001251557 IRS NUMBER: 943256485 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10492 FILM NUMBER: 17578267 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4157829600 MAIL ADDRESS: STREET 1: TWO EMBARCADERO CENTER STE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: EGM CAPITAL LLC DATE OF NAME CHANGE: 20030701 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001251557 XXXXXXXX 12-31-2016 12-31-2016 FALCON POINT CAPITAL, LLC
TWO EMBARCADERO CENTER STE 420 SAN FRANCISCO CA 94111
13F HOLDINGS REPORT 028-10492 N
Michael J. Mahoney Sr. Managing Director 415-782-9600 Michael J. Mahoney San Francisco CA 02-06-2017 2 113 746527 false 1 0000721204 028-01190 RUSSELL FRANK CO/ 2 0000907692 028-16475 SEI INVESTMENTS MANAGEMENT CORP
INFORMATION TABLE 2 form13fInfoTable.xml AMN Healthcare Services Inc. COM 001744101 22742 591465 SH SOLE 311207 0 280258 Aclaris Therapeutics Inc. COM 00461U105 222 8183 SH SOLE 8183 0 0 Acxiom Corp. COM 005125109 21243 792647 SH SOLE 419387 0 373260 Advanced Micro COM 007903107 190 16766 SH SOLE 16766 0 0 Akorn Inc. COM 009728106 7399 338918 SH SOLE 176862 0 162056 Alliance Data Systems Corp. COM 018581108 216 945 SH SOLE 945 0 0 Amag Pharmaceuticals Inc. COM 00163U106 27908 801944 SH SOLE 456108 0 345836 Apache Corp. COM 037411105 219 3450 SH SOLE 3450 0 0 Apogee Enterprises, Inc. COM 037598109 24440 456309 SH SOLE 235518 0 220791 BWX Technologies Inc. COM 05605h100 11315 285011 SH SOLE 121270 0 163741 BioTelemetry Inc. COM 090672106 2391 106963 SH SOLE 106963 0 0 Boingo Wireless Inc. COM 09739c102 2974 243933 SH SOLE 243933 0 0 Boise Cascade Company COM 09739d100 708 31478 SH SOLE 31478 0 0 Build-A-Bear Workshop Inc. COM 120076104 1766 128418 SH SOLE 128418 0 0 CRA International Inc. COM 12618t105 1887 51562 SH SOLE 51562 0 0 Calamp Corp. COM 128126109 21445 1478978 SH SOLE 832885 0 646093 Callidus Software, Inc. COM 13123E500 21006 1250378 SH SOLE 714498 0 535880 Capital Senior Living Corp. COM 140475104 13588 846624 SH SOLE 480192 0 366432 Carriage Services Inc. COM 143905107 2937 102549 SH SOLE 102549 0 0 Carrizo Oil & Gas Inc. COM 144577103 6591 176473 SH SOLE 93399 0 83074 Cavium Networks Inc. COM 14964U108 25862 414194 SH SOLE 218706 0 195488 Corcept Therapeutics Inc. COM 218352102 230 31620 SH SOLE 31620 0 0 Core-Mark Holding Company, Inc COM 218681104 17590 408399 SH SOLE 229825 0 178574 Cornerstone OnDemand COM 21925Y103 19522 461396 SH SOLE 245015 0 216381 Cross Country Healthcare Inc COM 227483104 1280 82014 SH SOLE 82014 0 0 Cynosure Inc. COM 232577205 21080 462271 SH SOLE 261015 0 201256 DXP Enterprises Inc. COM 233377407 1301 37444 SH SOLE 37444 0 0 Deluxe Corp COM 248019101 14865 207582 SH SOLE 108074 0 99508 Diamond Hill Investment Group, COM 25264R207 2597 12345 SH SOLE 12345 0 0 Dynavax Technology COM 268158201 295 74639 SH SOLE 74639 0 0 Entravision COM 29382R107 1544 220536 SH SOLE 220536 0 0 Ethan Allen Interiors COM 297602104 939 25489 SH SOLE 25489 0 0 Express Inc. COM 30219E103 9228 857656 SH SOLE 447000 0 410656 Fiesta Restaurant Group COM 31660B101 23674 793104 SH SOLE 450121 0 342983 FireEye Inc. COM 31816q101 16011 1345444 SH SOLE 702998 0 642446 Five9 COM 338307101 15358 1082298 SH SOLE 631606 0 450692 Flamel Technologies (ADR) COM 338488109 9223 887639 SH SOLE 507963 0 379676 Flir Systems COM 302445101 254 7007 SH SOLE 7007 0 0 Fluidigm Corp. COM 34385P108 287 39423 SH SOLE 39423 0 0 Fortress Transportation & Infr COM 34960P101 3073 231039 SH SOLE 231039 0 0 GP Strategies Corp COM 36225V104 1126 39375 SH SOLE 39375 0 0 Graham Corp COM 384556106 824 37204 SH SOLE 37204 0 0 Huron Consulting Group COM 447462102 9451 186595 SH SOLE 96979 0 89616 Inphi Corp. COM 45772f107 238 5345 SH SOLE 5345 0 0 Integra Life Sciences COM 457985208 15492 180580 SH SOLE 93996 0 86584 Intercept Group COM 45845P108 4890 45005 SH SOLE 24131 0 20874 Inventure Foods Inc. COM 461212102 10267 1042327 SH SOLE 675329 0 366998 Jack In The Box Inc. COM 466367109 22444 201039 SH SOLE 105668 0 95371 LaSalle Hotel Properties COM 517942108 945 31000 SH SOLE 31000 0 0 Ligand Pharmaceuticals Inc. COM 53220K504 16689 164246 SH SOLE 86353 0 77893 Lumentum Holdings Inc. COM 55024u109 16784 434259 SH SOLE 228082 0 206177 Marten Transport LTD COM 573075108 617 26481 SH SOLE 26481 0 0 MasTec, Inc. COM 576323109 9902 258873 SH SOLE 136397 0 122476 Masonite International Corp COM 575385109 4118 62591 SH SOLE 32570 0 30021 Maximus, Inc. COM 577933104 12792 229293 SH SOLE 120802 0 108491 Medical Properties Trust Inc. COM 58463j304 1507 122547 SH SOLE 122547 0 0 Molina Healthcare Inc COM 60855R100 9807 180748 SH SOLE 93951 0 86797 Monro Muffler Brake Inc. COM 610236101 12870 225002 SH SOLE 118608 0 106394 NEOS Therapeutic COM 64052L106 501 85588 SH SOLE 85588 0 0 NMI Holdings Inc COM 629209305 1473 138302 SH SOLE 138302 0 0 Neogenomics, Inc. COM 64049M209 2170 253239 SH SOLE 253239 0 0 Newpark Resources Inc. COM 651718504 1401 186822 SH SOLE 186822 0 0 Oclaro Inc. COM 67555N206 150 16788 SH SOLE 16788 0 0 On Assignment Inc. COM 682159108 20076 454629 SH SOLE 236176 0 218453 PDF Solutions Inc. COM 693282105 20885 926184 SH SOLE 543931 0 382253 Patterson Energy, Inc. COM 703481101 211 7844 SH SOLE 7844 0 0 Peak Resorts Inc COM 70469L100 749 135000 SH SOLE 135000 0 0 Perficient Inc. COM 71375U101 6855 391914 SH SOLE 203276 0 188638 PetroQuest Energy Inc. COM 716748306 98 29486 SH SOLE 29486 0 0 Prestige Brands Holdings Inc. COM 74112d101 23734 455555 SH SOLE 237456 0 218099 Proofpoint, Inc. COM 743424103 12367 175046 SH SOLE 92746 0 82300 Proshares Short Financials COM 74347R230 300 21500 SH SOLE 21500 0 0 Proshares Short High Yield COM 74347R131 1682 68260 SH SOLE 68260 0 0 Proshares Ultrashort Barclays COM 74347B201 408 10000 SH SOLE 10000 0 0 Pzena Investment Management, I COM 74731q103 1423 128111 SH SOLE 128111 0 0 Quanex Building Solutions COM 747619104 1141 56228 SH SOLE 56228 0 0 Quanta Services Inc. COM 74762e102 290 8318 SH SOLE 8318 0 0 Repligen Corp. COM 759916109 1222 39642 SH SOLE 39642 0 0 SPDR Gold Shares COM 78463v107 570 5200 SH SOLE 5200 0 0 SPDR S&P 500 Biotech COM 78464A870 1530 25851 SH SOLE 25851 0 0 SeaSpine Holdings Corp COM 81255T108 720 91103 SH SOLE 91103 0 0 Sequential Brands Group Inc COM 81734P107 1193 254809 SH SOLE 254809 0 0 Snyders-Lance Inc. COM 833551104 17010 443674 SH SOLE 231269 0 212405 Supernus Phamraceutical Inc COM 868459108 12815 507507 SH SOLE 293837 0 213670 Swift Transportation Inc. COM 87074U101 6583 270218 SH SOLE 140873 0 129345 Team Inc. COM 878155100 10210 260125 SH SOLE 135694 0 124431 TravelCenters of America LLC COM 894174101 1471 207191 SH SOLE 207191 0 0 Triton International Ltd COM G9078F107 498 31540 SH SOLE 31540 0 0 Tutor Perini Corp. COM 901109108 1460 52130 SH SOLE 52130 0 0 US Concrete Inc COM 90333L201 7113 108590 SH SOLE 56590 0 52000 Unit Corp. COM 909218109 1840 68473 SH SOLE 68473 0 0 Urstadt Biddle Properties COM 917286205 228 9440 SH SOLE 9440 0 0 Vonage Holdings Corp. COM 92886t201 80 11740 SH SOLE 11740 0 0 WageWorks, Inc. COM 930427109 15766 217467 SH SOLE 114423 0 103044 William Lyon Homes COM 552074700 11251 591245 SH SOLE 336793 0 254452 Wintrust Financial Corporation COM 97650W108 11190 154195 SH SOLE 80361 0 73834 Xencor INC COM 98401F105 738 28043 SH SOLE 28043 0 0 AmTrust Financial Services PRD 032359853 1287 50000 SH SOLE 50000 0 0 Capital One Financials PRD 14040H840 622 25000 SH SOLE 25000 0 0 PPL Corp. PRD 69352p202 500 20000 SH SOLE 20000 0 0 TravelCenters of America PRD 894174309 1772 70000 SH SOLE 70000 0 0 US Bancorp Series G PRD 902973817 252 10000 SH SOLE 10000 0 0 Wintrust Financial Group PRD 97650w405 1035 40000 SH SOLE 40000 0 0 Aegerion Pharmaceuticals CVBOND 00767EAB8 1069 1500000 PRN SOLE 1500000 0 0 Calamp Corp. CVBOND 128126AB5 2409 2500000 PRN SOLE 2500000 0 0 Fireeye Inc. CVBOND 31816QAD3 1351 1500000 PRN SOLE 1500000 0 0 Proofpoint Inc. CVBOND 743424AD5 1976 1750000 PRN SOLE 1750000 0 0 Pros Holding Inc CVBOND 74346YAB9 1756 1790000 PRN SOLE 1790000 0 0 ServiceSource International, I CVBOND 81763UAB6 2154 2250000 PRN SOLE 2250000 0 0 AMG Capital CVPFD 00170f209 1365 25000 SH SOLE 25000 0 0 NY Community Cap Trust V CVPFD 64944p307 1744 35000 SH SOLE 35000 0 0 PetroQuest Energy CVPFD 716748207 655 40000 SH SOLE 40000 0 0 Tyson Foods Inc CVPFD 902494301 1015 15000 SH SOLE 15000 0 0