0001140361-16-073363.txt : 20160726 0001140361-16-073363.hdr.sgml : 20160726 20160726132529 ACCESSION NUMBER: 0001140361-16-073363 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 EFFECTIVENESS DATE: 20160726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC CENTRAL INDEX KEY: 0001251557 IRS NUMBER: 943256485 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10492 FILM NUMBER: 161783906 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4157829600 MAIL ADDRESS: STREET 1: TWO EMBARCADERO CENTER STE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: EGM CAPITAL LLC DATE OF NAME CHANGE: 20030701 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001251557 XXXXXXXX 06-30-2016 06-30-2016 FALCON POINT CAPITAL, LLC
TWO EMBARCADERO CENTER STE 420 SAN FRANCISCO CA 94111
13F HOLDINGS REPORT 028-10492 N
Michael J. Mahoney Sr. Managing Director 415-782-9600 Michael J. Mahoney San Francisco CA 07-26-2016 2 106 579004 false 1 0000721204 028-01190 RUSSELL FRANK CO/ 2 0000907692 028-16475 SEI INVESTMENTS MANAGEMENT CORP
INFORMATION TABLE 2 form13fInfoTable.xml AMN Healthcare Services, Inc. COM 001744101 11126 278365 SH SOLE 181685 0 96680 Abiomed Inc. COM 003654100 9369 85726 SH SOLE 57525 0 28201 Acxiom Corp. COM 005125109 13810 627998 SH SOLE 411231 0 216767 Agnico-Eagle Mines LTD COM 008474108 208 3887 SH SOLE 3887 0 0 Amag Pharmaceuticals Inc COM 00163U106 17026 711772 SH SOLE 489020 0 222752 Apogee Enterprises, Inc. COM 037598109 16564 357364 SH SOLE 230111 0 127253 Arrowhead Pharmaceuticals, Inc COM 04280a100 261 49147 SH SOLE 49147 0 0 Axcelis Technologies INC COM 054540208 54 19928 SH SOLE 19928 0 0 Berry Plastics Group Inc. COM 08579w103 11430 294216 SH SOLE 190204 0 104012 BioTelemetry, Inc. COM 090672106 1934 118653 SH SOLE 118653 0 0 Biodelivery Sciences Intl. COM 09060J106 5194 2200689 SH SOLE 1544900 0 655789 Boingo Wireless Inc. COM 09739c102 2401 269208 SH SOLE 269208 0 0 Boise Cascade Company COM 09739d100 1132 49339 SH SOLE 49339 0 0 Build-A-Bear Workshop Inc. COM 120076104 1383 103058 SH SOLE 103058 0 0 C R A International, Inc. COM 12618t105 905 35877 SH SOLE 35877 0 0 Calamp Corp COM 128126109 16472 1112201 SH SOLE 758246 0 353955 Callidus Software, Inc. COM 13123E500 16619 831780 SH SOLE 576301 0 255479 Capital Senior Living Corp. COM 140475104 11379 643958 SH SOLE 443435 0 200523 Cardtronics PLC COM G1991C105 8962 225108 SH SOLE 145493 0 79615 Carriage Services Inc. COM 143905107 1995 84242 SH SOLE 84242 0 0 Carrizo Oil & Gas Inc. COM 144577103 4742 132272 SH SOLE 86900 0 45372 Cavium Networks Inc COM 14964U108 11967 310037 SH SOLE 202652 0 107385 Corcept Therapeutics Inc. 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COM 53220K504 7033 58969 SH SOLE 38703 0 20266 Lumentum Holdings Inc. COM 55024u109 5202 214963 SH SOLE 140660 0 74303 MDC Partners Inc. COM 552697104 24574 1343569 SH SOLE 945680 0 397889 Marketo Inc. COM 57063L107 10672 306490 SH SOLE 209028 0 97462 Marten Transport LTD COM 573075108 1176 59387 SH SOLE 59387 0 0 MasTec, Inc. COM 576323109 11318 507063 SH SOLE 330517 0 176546 Maximus, Inc. COM 577933104 7513 135679 SH SOLE 87911 0 47768 Medical Properties Trust Inc. COM 58463j304 2107 138547 SH SOLE 138547 0 0 Molina Healthcare Inc COM 60855R100 9822 196830 SH SOLE 128206 0 68624 Monotype Imaging Holdings Inc. COM 61022p100 9559 388101 SH SOLE 267427 0 120674 Monro Muffler Brake Inc. COM 610236101 7337 115427 SH SOLE 75253 0 40174 Neogenomics, Inc. COM 64049M209 1685 209538 SH SOLE 209538 0 0 Newmont Mining Corp COM 651639106 205 5230 SH SOLE 5230 0 0 Oclaro Inc. COM 67555N206 93 18984 SH SOLE 18984 0 0 On Assignment Inc. COM 682159108 13312 360279 SH SOLE 234419 0 125860 PDF Solutions Inc. COM 693282105 10428 745381 SH SOLE 524937 0 220444 Peak Resorts Inc COM 70469L100 616 135000 SH SOLE 135000 0 0 Perficient Inc. COM 71375U101 11014 542314 SH SOLE 367873 0 174441 PetroQuest Energy Inc. COM 716748306 33 10000 SH SOLE 10000 0 0 Prestige Brands Holdings Inc. COM 74112d101 9260 167154 SH SOLE 108139 0 59015 Proofpoint, Inc. COM 743424103 15097 239287 SH SOLE 160854 0 78433 Proshares Ultrashort Barclays COM 74347B201 444 14000 SH SOLE 14000 0 0 Pzena Investment Management, I COM 74731q103 1010 132704 SH SOLE 132704 0 0 Repligen Corp. COM 759916109 958 35023 SH SOLE 35023 0 0 SPDR S&P 500 Biotech COM 78464A870 1236 22852 SH SOLE 22852 0 0 SeaSpine Holdings Corp COM 81255T108 673 64178 SH SOLE 64178 0 0 Sequential Brands Group Inc COM 81734P107 1234 154625 SH SOLE 154625 0 0 Steve Madden Ltd. COM 556269108 6194 181205 SH SOLE 121578 0 59627 Supernus Phamraceutical Inc COM 868459108 5868 288092 SH SOLE 196784 0 91308 Swift Transportation Inc. COM 87074U101 8022 520564 SH SOLE 336722 0 183842 Tal International Group, Inc. COM 874083108 423 31540 SH SOLE 31540 0 0 Tetraphase Pharma COM 88165N105 277 64369 SH SOLE 64369 0 0 Tutor Perini Corp. COM 901109108 1325 56281 SH SOLE 56281 0 0 Urstadt Biddle Properties COM 917286205 450 18140 SH SOLE 18140 0 0 Vascular Solutions COM 92231M109 1774 42579 SH SOLE 42579 0 0 WageWorks, Inc. COM 930427109 17098 285871 SH SOLE 186354 0 99517 William Lyon Homes COM 552074700 7234 448742 SH SOLE 312210 0 136532 Wintrust Financial Corporation COM 97650W108 9709 190374 SH SOLE 123109 0 67265 AmTrust Financial Services 7.5 PRD 032359853 1295 50000 SH SOLE 50000 0 0 PPL Corp. 5.9% PRD 69352P202 538 20000 SH SOLE 20000 0 0 TravelCenters of America 8% PRD 894174309 1759 70000 SH SOLE 70000 0 0 US Bancorp 6% Series G PRD 902973817 261 10000 SH SOLE 10000 0 0 Wintrust Financial Group 6.5% PRD 97650W405 1138 40000 SH SOLE 40000 0 0 Aegerion Pharmaceuticals 2% du CVBOND 00767EAB8 855 1500000 PRN SOLE 1500000 0 0 Calamp Corp. 1.625% due 5/15/2 CVBOND 128126AB5 2319 2500000 PRN SOLE 2500000 0 0 Fireeye Inc. 1.625% due 6/1/20 CVBOND 31816QAD3 1323 1500000 PRN SOLE 1500000 0 0 Hercules II 6/30/29 6.5% CVBOND 427056BC9 1468 1769000 PRN SOLE 1769000 0 0 Huron Consulting Group I 1.25% CVBOND 447462AB8 508 500000 PRN SOLE 500000 0 0 InContact Inc. 2.5% due 4/2/20 CVBOND 45336EAB5 2391 2000000 PRN SOLE 2000000 0 0 Proofpoint Inc. 0.75% due 6/15 CVBOND 743424AD5 1878 1750000 PRN SOLE 1750000 0 0 Pros Holding Inc 2% due 12/1/2 CVBOND 74346YAB9 1598 1790000 PRN SOLE 1790000 0 0 ServiceSource International, I CVBOND 81763UAB6 1994 2250000 PRN SOLE 2250000 0 0 AMG Capital 5.15% CVPFD 00170F209 1366 25000 SH SOLE 25000 0 0 NY Community Cap Trust V 6% CVPFD 64944P307 1766 35000 SH SOLE 35000 0 0 PetroQuest Energy 6.875% CVPFD 716748207 280 40000 SH SOLE 40000 0 0 Tyson Foods Inc 4.75% CVPFD 902494301 1108 15000 SH SOLE 15000 0 0