0001140361-15-029455.txt : 20150803
0001140361-15-029455.hdr.sgml : 20150801
20150803140937
ACCESSION NUMBER: 0001140361-15-029455
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150803
DATE AS OF CHANGE: 20150803
EFFECTIVENESS DATE: 20150803
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC
CENTRAL INDEX KEY: 0001251557
IRS NUMBER: 943256485
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10492
FILM NUMBER: 151021860
BUSINESS ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4157829600
MAIL ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: EGM CAPITAL LLC
DATE OF NAME CHANGE: 20030701
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001251557
XXXXXXXX
06-30-2015
06-30-2015
FALCON POINT CAPITAL, LLC
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-10492
N
Michael J. Mahoney
Sr. Managing Director
415-782-9600
Michael J. Mahoney
San Francisco
CA
08-03-2015
1
117
295722
false
1
0000721204
028-01190
RUSSELL FRANK CO/
INFORMATION TABLE
2
form13fInfoTable.xml
Abiomed Inc.
COM
003654100
3390
51579
SH
SOLE
48265
0
3314
Acxiom Corp.
COM
005125109
4427
251806
SH
SOLE
235566
0
16240
Agnico-Eagle Mines LTD
COM
008474108
364
12818
SH
SOLE
12818
0
0
Alibaba Group (ADR)
COM
01609W102
425
5162
SH
SOLE
5162
0
0
Allergan Plc.
COM
G0177J108
566
1864
SH
SOLE
1864
0
0
Alliance Data Systems Corp.
COM
018581108
295
1009
SH
SOLE
1009
0
0
Ann Taylor
COM
035623107
275
5692
SH
SOLE
5692
0
0
Apogee Enterprises, Inc.
COM
037598109
6406
121704
SH
SOLE
114624
0
7080
Apple Inc.
COM
037833100
486
3872
SH
SOLE
3872
0
0
Arrowhead Research
COM
042797209
259
36201
SH
SOLE
36201
0
0
Berry Plastics Group Inc.
COM
08579w103
3207
98968
SH
SOLE
92353
0
6615
Biodelivery Sciences Intl.
COM
09060J106
3817
479517
SH
SOLE
452834
0
26683
Bofi Holding Inc.
COM
05566U108
310
2930
SH
SOLE
0
0
2930
Boingo Wireless Inc.
COM
09739c102
2193
265448
SH
SOLE
265448
0
0
Build-A-Bear Workshop Inc.
COM
120076104
1581
98857
SH
SOLE
98857
0
0
Calamp Corp
COM
128126109
3962
216955
SH
SOLE
204933
0
12022
Callidus Software, Inc.
COM
13123E500
7335
470786
SH
SOLE
447736
0
23050
Capital Senior Living Corp.
COM
140475104
6266
255752
SH
SOLE
240591
0
15161
Cardtronics Inc.
COM
14161h108
5297
142979
SH
SOLE
132974
0
10005
Carmike Cinemas Inc.
COM
143436400
3281
123618
SH
SOLE
116818
0
6800
Carriage Services Inc.
COM
143905107
1476
61801
SH
SOLE
61801
0
0
Carrizo Oil & Gas Inc.
COM
144577103
3180
64575
SH
SOLE
59398
0
5177
Cavium Networks Inc
COM
14964U108
328
4763
SH
SOLE
4763
0
0
Cheesecake Factory
COM
163072101
5031
92252
SH
SOLE
85687
0
6565
Chuy's Holdings
COM
171604101
8702
324827
SH
SOLE
307548
0
17279
CoStar Group, Inc.
COM
22160n109
432
2148
SH
SOLE
2148
0
0
Core-Mark Holding Company, Inc
COM
218681104
8104
136779
SH
SOLE
128586
0
8193
Cornerstone ONDE
COM
21925Y103
6525
187513
SH
SOLE
175344
0
12169
Cumulus Media Inc.
COM
231082108
2217
1092313
SH
SOLE
1007682
0
84631
Cynosure INC
COM
232577205
4230
109655
SH
SOLE
104262
0
5393
Deckers Outdoor Corp.
COM
243537107
3997
55542
SH
SOLE
52300
0
3242
Diamond Hill Investment Group,
COM
25264R207
3207
16064
SH
SOLE
16064
0
0
Entravision
COM
29382R107
1714
208312
SH
SOLE
208312
0
0
Equinix, Inc.
COM
29444U700
200
788
SH
SOLE
788
0
0
Ethan Allen Interiors
COM
297602104
935
35503
SH
SOLE
35503
0
0
Excel Trust Inc
COM
30068C109
552
35000
SH
SOLE
35000
0
0
Facebook Inc.
COM
30303M102
424
4948
SH
SOLE
4948
0
0
Faro Technologies Inc.
COM
311642102
4146
88774
SH
SOLE
83661
0
5113
Flamel Technologies (ADR)
COM
338488109
8111
382763
SH
SOLE
362231
0
20532
Greenbrier Companies Inc
COM
393657101
2500
53370
SH
SOLE
49570
0
3800
Huron Consulting Group
COM
447462102
8938
127521
SH
SOLE
120350
0
7171
ICON plc
COM
G4705A100
7582
112659
SH
SOLE
104674
0
7985
In Contact Inc.
COM
45336e109
1755
177857
SH
SOLE
177857
0
0
Infoblox Inc
COM
45672H104
5973
227894
SH
SOLE
213724
0
14170
Integrated Device Technology,
COM
458118106
328
15100
SH
SOLE
0
0
15100
Intercept Group
COM
45845P108
259
1074
SH
SOLE
1074
0
0
Intuigive Surgical
COM
46120e602
367
758
SH
SOLE
758
0
0
Inventure Foods Inc.
COM
461212102
1871
184348
SH
SOLE
184348
0
0
Jack In The Box Inc.
COM
466367109
6003
68093
SH
SOLE
63678
0
4415
Jamba Inc.
COM
47023a309
742
47917
SH
SOLE
47917
0
0
Jazz Pharmaceuticals PLC
COM
G50871105
388
2204
SH
SOLE
2204
0
0
Keryx Biopharma
COM
492515101
2506
251137
SH
SOLE
233474
0
17663
La Qutina Holdings
COM
50420D108
499
21823
SH
SOLE
21823
0
0
LaSalle Hotel Properties
COM
517942108
5450
153686
SH
SOLE
142793
0
10893
Lexicon Pharmaceuticals
COM
528872302
298
37039
SH
SOLE
37039
0
0
LinkedIn Corp.
COM
53578a108
374
1809
SH
SOLE
1809
0
0
Lululemon Athletica Inc
COM
550021109
292
4470
SH
SOLE
4470
0
0
MDC Partners Inc.
COM
552697104
9118
462848
SH
SOLE
401544
0
11304
Marketo Inc.
COM
57063L107
5935
211523
SH
SOLE
196966
0
14557
Marten Transport LTD
COM
573075108
718
33104
SH
SOLE
33104
0
0
Mastercard Inc
COM
57636q104
341
3649
SH
SOLE
3649
0
0
Maximus, Inc.
COM
577933104
6791
103324
SH
SOLE
96111
0
7213
Maxwell Technologies Inc.
COM
577767106
803
134478
SH
SOLE
134478
0
0
Medical Properties Trust Inc.
COM
58463j304
505
38547
SH
SOLE
38547
0
0
Mobileye LN
COM
N51488117
359
6761
SH
SOLE
6761
0
0
Molina Healthcare Inc
COM
60855R100
3384
48138
SH
SOLE
44722
0
3416
Monotype Imaging Holdings Inc.
COM
61022p100
3833
158963
SH
SOLE
150561
0
8402
Monro Muffler Brake Inc.
COM
610236101
3622
58262
SH
SOLE
53525
0
4737
NII Holdings Inc.
COM
62913f508
245
15563
SH
SOLE
15563
0
0
Natus Medical Inc.
COM
639050103
7433
174658
SH
SOLE
165611
0
9047
Neogenomics, Inc.
COM
64049M209
1135
209780
SH
SOLE
209780
0
0
Newport Corp
COM
651824104
1053
55529
SH
SOLE
55529
0
0
Old Dominion Freight Line, Inc
COM
679580100
257
3743
SH
SOLE
3743
0
0
On Assignment Inc.
COM
682159108
5968
151937
SH
SOLE
139622
0
12315
Osir Therapeutics
COM
68827R108
518
26596
SH
SOLE
26596
0
0
PDF Solutions Inc.
COM
693282105
4999
312424
SH
SOLE
295151
0
17273
Peak Resorts Inc
COM
70469L100
967
135000
SH
SOLE
35000
0
0
Perficient Inc.
COM
71375U101
6449
335176
SH
SOLE
315383
0
19793
PetroQuest Energy Inc.
COM
716748108
299
150829
SH
SOLE
150829
0
0
PowerShares S&P SmallCap Healt
COM
73937b886
1432
20088
SH
SOLE
20088
0
0
Premiere Global Services Inc.
COM
740585104
1212
117791
SH
SOLE
117791
0
0
Prestige Brands Holdings Inc.
COM
74112d101
4682
101258
SH
SOLE
93735
0
7523
Proofpoint, Inc.
COM
743424103
4287
67331
SH
SOLE
63743
0
3588
Pzena Investment Management, I
COM
74731q103
1980
179207
SH
SOLE
179207
0
0
Quality Distribution
COM
74756M102
498
32197
SH
SOLE
32197
0
0
Qualys Inc.
COM
74758T303
4253
105391
SH
SOLE
99581
0
5810
Repligen Corp.
COM
759916109
1067
25865
SH
SOLE
25865
0
0
SPDR S&P 500 Biotech
COM
78464A870
1729
6855
SH
SOLE
6855
0
0
SPS Commerce Inc.
COM
78463m107
7146
108598
SH
SOLE
102480
0
6118
Salesforce.com, Inc.
COM
79466l302
336
4822
SH
SOLE
4822
0
0
Sequential Brand
COM
817340201
1123
73464
SH
SOLE
73464
0
0
Steelcase Inc
COM
858155203
6129
324131
SH
SOLE
301076
0
23055
Steris Corp
COM
859152100
261
4056
SH
SOLE
4056
0
0
Sunopta Inc.
COM
8676EP108
4996
465656
SH
SOLE
439746
0
25910
Supernus Phamraceutical Inc
COM
868459108
1830
107778
SH
SOLE
101555
0
6223
Swift Transportation Inc.
COM
87074U101
4654
205302
SH
SOLE
191634
0
13668
Tal International Group, Inc.
COM
874083108
207
6540
SH
SOLE
6540
0
0
Towers Watson & Co.
COM
891894107
421
3347
SH
SOLE
3347
0
0
Tubemogul Inc
COM
898570106
980
68602
SH
SOLE
68602
0
0
Tutor Perini Corp.
COM
901109108
1315
60925
SH
SOLE
60925
0
0
Urstadt Biddle Properties
COM
917286205
526
28140
SH
SOLE
28140
0
0
Vascular Solutions
COM
92231M109
649
18703
SH
SOLE
18703
0
0
WageWorks, Inc.
COM
930427109
4809
118886
SH
SOLE
112117
0
6769
CitiGroup Inc. 6.875%
PRD
172967341
533
20000
SH
SOLE
20000
0
0
PNC Financial 5.375%
PRD
693475832
483
20000
SH
SOLE
20000
0
0
PPL Corp. 5.9%
PRD
69352p202
495
20000
SH
SOLE
20000
0
0
SCE Trust II 5.1%
PRD
78407r204
571
25000
SH
SOLE
25000
0
0
Travelcenters of America 8%
PRD
894174309
524
20000
SH
SOLE
20000
0
0
US Bancorp 6% Series G
PRD
902973817
266
10000
SH
SOLE
10000
0
0
Wintrust Financial Group 6.5%
PRD
97650W405
1232
50000
SH
SOLE
10000
0
0
Calamp Corp. 1.625% due 5/15/2
CVBOND
128126AA7
1422
1500000
PRN
SOLE
375000
0
0
Hercules II 6/30/29 6.5%
CVBOND
427056BC9
695
769000
PRN
SOLE
769000
0
0
Huron Consulting Group I 1.25%
CVBOND
447462AA0
545
500000
PRN
SOLE
500000
0
0
Telecommunication System 7.75%
CVBOND
87929JAC7
492
500000
PRN
SOLE
500000
0
0
AMG Capital 5.15%
CVPFD
00170f209
602
10000
SH
SOLE
10000
0
0
NY Community Cap Trust V 6%
CVPFD
64944p307
1790
35000
SH
SOLE
10000
0
0
PetroQuest Energy 6.875%
CVPFD
716748207
1040
40000
SH
SOLE
15000
0
0