0001140361-15-002644.txt : 20150126
0001140361-15-002644.hdr.sgml : 20150126
20150126105344
ACCESSION NUMBER: 0001140361-15-002644
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150126
DATE AS OF CHANGE: 20150126
EFFECTIVENESS DATE: 20150126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC
CENTRAL INDEX KEY: 0001251557
IRS NUMBER: 943256485
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10492
FILM NUMBER: 15547289
BUSINESS ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4157829600
MAIL ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: EGM CAPITAL LLC
DATE OF NAME CHANGE: 20030701
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001251557
XXXXXXXX
12-31-2014
12-31-2014
FALCON POINT CAPITAL, LLC
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO
CA
94111
13F COMBINATION REPORT
028-10492
0000721204
028-01190
RUSSELL FRANK CO/
N
Michael J. Mahoney
Sr. Managing Director
415-782-9600
Michael J. Mahoney
San Francisco
CA
01-23-2015
1
103
109162
false
1
0001524828
Acuitas Investments, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AK Steel Holding Corp
COM
001547108
249
41943
SH
SOLE
41943
0
0
Abiomed Inc.
COM
003654100
1821
47855
SH
SOLE
42938
0
0
Actavis Plc.
COM
G0083B108
511
1984
SH
SOLE
1984
0
0
Acxiom Corp.
COM
005125109
1156
57030
SH
SOLE
57030
0
0
Alibaba Group
COM
01609W102
631
6066
SH
SOLE
6066
0
0
Alliance Data Systems Corp.
COM
018581108
289
1009
SH
SOLE
1009
0
0
American International
COM
026874784
324
5777
SH
SOLE
5777
0
0
Ann Taylor
COM
035623107
934
25609
SH
SOLE
25609
0
0
Apogee Enterprises, Inc.
COM
037598109
662
15614
SH
SOLE
15614
0
0
Apple Inc.
COM
037833100
736
6667
SH
SOLE
6667
0
0
ArcBest Corp.
COM
03937C105
745
16074
SH
SOLE
12934
0
0
Aruba Networks, Inc.
COM
043176106
546
30010
SH
SOLE
30010
0
0
Berry Plastics Group Inc.
COM
08579w103
504
15985
SH
SOLE
15985
0
0
Biodelivery Sciences Intl.
COM
09060J106
1279
106381
SH
SOLE
94779
0
0
Boingo Wireless Inc.
COM
09739c102
1480
192931
SH
SOLE
163855
0
0
Build-A-Bear Workshop Inc.
COM
120076104
2382
118491
SH
SOLE
100859
0
0
Callidus Software, Inc.
COM
13123E500
2080
127382
SH
SOLE
109282
0
0
Capital Senior Living Corp.
COM
140475104
1847
74158
SH
SOLE
65449
0
0
Cardtronics Inc.
COM
14161h108
778
20158
SH
SOLE
20158
0
0
Carriage Services Inc.
COM
143905107
1265
60368
SH
SOLE
48202
0
0
Carrizo Oil & Gas Inc.
COM
144577103
442
10615
SH
SOLE
10615
0
0
Cheesecake Factory
COM
163072101
741
14722
SH
SOLE
14722
0
0
CoStar Group, Inc.
COM
22160n109
394
2148
SH
SOLE
2148
0
0
Core-Mark Holding Company, Inc
COM
218681104
2334
37682
SH
SOLE
33286
0
0
Cornerstone ONDE
COM
21925Y103
1141
32426
SH
SOLE
32426
0
0
Corrections Corporation of Ame
COM
22025y407
204
5621
SH
SOLE
5621
0
0
Cumulus Media Inc.
COM
231082108
774
182932
SH
SOLE
182932
0
0
DXP Enterprises Inc.
COM
233377407
579
11460
SH
SOLE
9212
0
0
Deckers Outdoor Corp.
COM
243537107
1077
11829
SH
SOLE
11829
0
0
Diamond Hill Investment Group,
COM
25264R207
2980
21589
SH
SOLE
19742
0
0
Dice Holdings Inc.
COM
253017107
2176
217363
SH
SOLE
192216
0
0
Entravision
COM
29382R107
960
148163
SH
SOLE
118296
0
0
Ethan Allen Interiors
COM
297602104
964
31116
SH
SOLE
24862
0
0
Excel Trust Inc
COM
30068C109
469
35000
SH
SOLE
35000
0
0
Facebook Inc.
COM
30303M102
375
4811
SH
SOLE
4811
0
0
Flir Systems
COM
302445101
424
13126
SH
SOLE
13126
0
0
Gilead Sciences, Inc.
COM
375558103
245
2604
SH
SOLE
2604
0
0
Greenbrier Companies Inc
COM
393657101
552
10265
SH
SOLE
10265
0
0
Huron Consulting Group
COM
447462102
2527
36946
SH
SOLE
33604
0
0
ICON plc (ADR)
COM
G4705A100
801
15702
SH
SOLE
15702
0
0
In Contact Inc.
COM
45336e109
1552
176590
SH
SOLE
149020
0
0
Infoblox Inc
COM
45672H104
1114
55133
SH
SOLE
55133
0
0
Insulet Corp.
COM
45784P101
761
16531
SH
SOLE
16531
0
0
Jack In The Box Inc.
COM
466367109
1671
20894
SH
SOLE
20894
0
0
Jamba Inc.
COM
47023a309
1924
127480
SH
SOLE
107925
0
0
Jazz Pharmaceuticals PLC
COM
G50871105
401
2451
SH
SOLE
2451
0
0
LA Qutina Holdings
COM
50420D108
492
22292
SH
SOLE
22292
0
0
LaSalle Hotel Properties
COM
517942108
917
22670
SH
SOLE
22670
0
0
Lands End
COM
51509F105
633
11730
SH
SOLE
11730
0
0
LinkedIn Corp.
COM
53578a108
501
2183
SH
SOLE
2183
0
0
MDC Partners Inc.
COM
552697104
4534
199539
SH
SOLE
182190
0
0
Marketo Inc.
COM
57063L107
1466
44796
SH
SOLE
44796
0
0
Marten Transport LTD
COM
573075108
1157
52912
SH
SOLE
42252
0
0
Mastercard Inc
COM
57636q104
323
3751
SH
SOLE
3751
0
0
Maximus, Inc.
COM
577933104
1415
25809
SH
SOLE
25809
0
0
Maxwell Technologies Inc.
COM
577767106
1506
165109
SH
SOLE
145778
0
0
Medical Properties Trust Inc.
COM
58463j304
652
47300
SH
SOLE
47300
0
0
Monotype Imaging Holdings Inc.
COM
61022p100
2198
76253
SH
SOLE
67134
0
0
Monro Muffler Brake Inc.
COM
610236101
1643
28426
SH
SOLE
28426
0
0
NCI Buildings Systems
COM
628852204
451
24341
SH
SOLE
19439
0
0
Natus Medical Inc.
COM
639050103
3329
92364
SH
SOLE
83153
0
0
Neogenomics, Inc.
COM
64049M209
678
162475
SH
SOLE
129907
0
0
Newport Corp
COM
651824104
827
43292
SH
SOLE
36085
0
0
Old Dominion Freight Line, Inc
COM
679580100
268
3448
SH
SOLE
3448
0
0
On Assignment Inc.
COM
682159108
780
23508
SH
SOLE
23508
0
0
PDF Solutions Inc.
COM
693282105
1833
123373
SH
SOLE
110536
0
0
Peak Resorts Inc
COM
70469L100
280
35000
SH
SOLE
35000
0
0
Perficient Inc.
COM
71375U101
1774
95240
SH
SOLE
84307
0
0
PetroQuest Energy Inc.
COM
716748108
893
238637
SH
SOLE
208788
0
0
PowerShares S&P SmallCap Healt
COM
73937b886
1193
19960
SH
SOLE
15934
0
0
Premiere Global Services Inc.
COM
740585104
1721
162015
SH
SOLE
142134
0
0
Prestige Brands Holdings Inc.
COM
74112d101
845
24329
SH
SOLE
24329
0
0
Proofpoint, Inc.
COM
743424103
3431
71129
SH
SOLE
65482
0
0
Providence Service Corp
COM
743815102
1214
33309
SH
SOLE
26641
0
0
Pzena Investment Management, I
COM
74731q103
1305
137989
SH
SOLE
118078
0
0
Quality Distribution
COM
74756M102
1278
120082
SH
SOLE
95995
0
0
Qualys Inc.
COM
74758T303
1948
51600
SH
SOLE
46801
0
0
Repligen Corp.
COM
759916109
695
35102
SH
SOLE
28030
0
0
SPDR S&P 500 Biotech
COM
78464A870
1273
6825
SH
SOLE
5530
0
0
SPS Commerce Inc.
COM
78463m107
1612
28463
SH
SOLE
25041
0
0
Sandisk
COM
80004C101
250
2550
SH
SOLE
2550
0
0
Sequential Brand
COM
817340201
1551
118696
SH
SOLE
99803
0
0
Southwest Airlines
COM
844741108
351
8294
SH
SOLE
8294
0
0
Steelcase Inc
COM
858155203
811
45193
SH
SOLE
45193
0
0
Sunopta Inc.
COM
8676EP108
1335
112650
SH
SOLE
99104
0
0
Swift Transportation Inc.
COM
87074U101
1039
36294
SH
SOLE
36294
0
0
Tal International Group, Inc.
COM
874083108
285
6540
SH
SOLE
6540
0
0
Tearlab Corp
COM
878193101
624
235551
SH
SOLE
188358
0
0
Tutor Perini Corp.
COM
901109108
1609
66829
SH
SOLE
57906
0
0
UFP Technologies Inc.
COM
902673102
777
31614
SH
SOLE
25237
0
0
Urstadt Biddle Properties
COM
917286205
616
28140
SH
SOLE
28140
0
0
WageWorks, Inc.
COM
930427109
1496
23169
SH
SOLE
23169
0
0
CitiGroup Inc. 6.875%
PRD
172967341
532
20000
SH
SOLE
20000
0
0
Duke Energy Corp. 5.125%
PRD
26441c303
498
20000
SH
SOLE
20000
0
0
PNC Financial 5.375%
PRD
693475832
478
20000
SH
SOLE
20000
0
0
PPL Corp. 5.9%
PRD
69352p202
498
20000
SH
SOLE
20000
0
0
SCE Trust II 5.1%
PRD
78407r204
568
25000
SH
SOLE
25000
0
0
US Bancorp 6% Series G
PRD
902973817
271
10000
SH
SOLE
10000
0
0
Hercules II 6/30/29 6.5%
CVBOND
427056BC9
712
769000
PRN
SOLE
769000
0
0
Huron Consulting Group I 1.25%
CVBOND
447462AA0
520
500000
PRN
SOLE
500000
0
0
AMG Capital 5.15%
CVPFD
00170f209
617
10000
SH
SOLE
10000
0
0
NY Community Cap Trust V 6%
CVPFD
64944p307
498
10000
SH
SOLE
10000
0
0
PetroQuest Energy 6.875%
CVPFD
716748207
360
15000
SH
SOLE
15000
0
0