0001193125-13-059077.txt : 20130214 0001193125-13-059077.hdr.sgml : 20130214 20130214131259 ACCESSION NUMBER: 0001193125-13-059077 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH WILLIAM W JR CENTRAL INDEX KEY: 0001251368 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81588 FILM NUMBER: 13610073 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 SC 13G/A 1 d487149dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 7)

 

 

SMITH MICRO SOFTWARE, INC.

(Name of Issuer)

Common Stock, $0.001 par value

(Title of Class of Securities)

832154108

(CUSIP Number)

December 31, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

Check appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(Continued on following pages)

 

 

 

 

Page 1 of 5 Pages


CUSIP No. 832154108   13G   Page 2 of 5 Pages

 

  1   

NAME OF REPORTING PERSON

S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

William W. Smith, Jr.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

2,781,626 shares

   6   

SHARED VOTING POWER

 

0 shares

   7   

SOLE DISPOSITIVE POWER

 

2,781,626 shares

   8   

SHARED DISPOSITIVE POWER

 

0 shares

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,781,626 shares

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.8%

12

 

TYPE OF REPORTING PERSON*

 

IN


      Page 3 of 5 Pages

 

Item 1. (a)    NAME OF ISSUER
   Smith Micro Software, Inc.
Item  1. (b)    ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
   51 Columbia, Aliso Viejo, CA 92656
Item 2. (a)    NAME OF PERSON FILING:
   William W. Smith, Jr.
Item 2. (b)    ADDRESS OF PRINCIPAL OFFICE
   51 Columbia, Aliso Viejo, CA 92656
Item 2. (c)    CITIZENSHIP:
   USA
Item 2. (d)    TITLE OF CLASS OF SECURITIES:
   Common Stock, $0.001 par value
Item 2. (e)    CUSIP NUMBER:
   832154108
Item 3.    Not applicable.
Item 4.    OWNERSHIP

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)

   Amount Beneficially Owned:
   2,781,626 shares


      Page 4 of 5 Pages

 

              (b)    Percent of Class:
   7.8%
              (c)    Number of shares as to which such person has:
   (i)    Sole power to vote or to direct the vote:
      2,781,626 shares
   (ii)    Shared power to vote or to direct the vote:
      0 shares
   (iii)    Sole power to dispose or to direct the disposition of:
      2,781,626 shares
   (iv)    Shared power to dispose or to direct the disposition of:
      0 shares
Item 5.    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following    ¨.

Item 6.    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
   Not applicable.
Item 7.    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
   Not applicable.
Item 8.    IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
   Not applicable.
Item 9.    NOTICE OF DISSOLUTION OF THE GROUP
   Not applicable.
Item 10.    CERTIFICATION
   Not applicable.


      Page 5 of 5 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 14, 2013

 /s/ William W. Smith, Jr.

Signature

William W. Smith, Jr.

Name