0001179110-16-031482.txt : 20161114
0001179110-16-031482.hdr.sgml : 20161111
20161114140225
ACCESSION NUMBER: 0001179110-16-031482
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161110
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advent Claymore Convertible Securities & Income Fund II
CENTRAL INDEX KEY: 0001391461
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 227 WEST MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 WEST MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: Advent/Claymore Global Convertible Securities & Income Fund
DATE OF NAME CHANGE: 20070227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAITLAND TRACY V
CENTRAL INDEX KEY: 0001251345
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22022
FILM NUMBER: 161993500
MAIL ADDRESS:
STREET 1: 10865 AVENUE OF THE AMERICAS,
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
edgar.xml
FORM 4 -
X0306
4
2016-11-10
0
0001391461
Advent Claymore Convertible Securities & Income Fund II
AGC
0001251345
MAITLAND TRACY V
1271 AVENUE OF THE AMERICAS, 45TH FLOOR
NEW YORK
NY
10020
1
1
0
1
Chairman, President & CEO
Trustee
Common Shares
2016-11-10
4
P
0
31029
5.3058
A
316000
I
By Advent Capital Management, LLC. See footnotes.
Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
Totals include 16,000 shares which are previously held shares and which are directly held by Mr. Maitland.
/s/ Tracy V. Maitland by Mark Mathiasen pursuant to Power of Atty
2016-11-14
EX-24
2
poatvm.txt
POWER OF ATTORNEY
The undersigned,
being a person required
to file a statement
under Section 16(a) of
the Securities Exchange
Act of 1934, as amended
(the '1934 Act'), with
respect to
Advent Claymore
Convertible Securities
and Income Fund II, a
Delaware statutory
trust, hereby
authorizes, designates
and appoints Amy J. Lee
and Mark E. Mathiasen to
act as attorney-in-fact
to execute and file
statements on Form 3,
Form 4 and Form 5 and
any successor forms
adopted by the
Securities Exchange
Commission, as required
by the 1934 Act and the
Investment Company Act
of 1940 and
the rules thereunder,
and to take such other
actions as such
attorney-in-fact may
deem necessary or
appropriate in
connection with such
statements, hereby
confirming and ratifying
all actions that such
attorney-in-fact has
taken or may take in
reliance hereon. This
power of attorney shall
continue in effect until
the undersigned no
longer has an obligation
to file statements under
the section cited above,
or until specifically
terminated in writing by
the undersigned.
IN WITNESS WHEREOF,
the undersigned has duly
executed this power of
attorney as of the 31st
day of August, 2016.
Signature
/s/ Tracy V. Maitland
---------------------------------
Tracy V. Maitland