0001104659-17-055469.txt : 20170905 0001104659-17-055469.hdr.sgml : 20170905 20170905160643 ACCESSION NUMBER: 0001104659-17-055469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170901 FILED AS OF DATE: 20170905 DATE AS OF CHANGE: 20170905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROWELL GAYLE A CENTRAL INDEX KEY: 0001250893 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 171068798 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 a4.xml 4 X0306 4 2017-09-01 0 0001337619 ENVESTNET, INC. ENV 0001250893 CROWELL GAYLE A 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 0 0 0 Common Stock 2017-09-01 4 S 0 746 44.45 D 6022 I By trust Common Stock 801 D Director Stock Option (Right to Buy) 31.70 2018-03-28 2027-03-28 Common Stock 1745 1745 D Restricted Stock Units 2019-04-26 Common Stock 1602 1602 D Restricted Stock Units 2020-03-28 Common Stock 1595 1595 D This option grant vests over a 3-year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter. Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock. These restricted stock units vest as follows: 25% of the total amount vested on the date of the grant of restricted stock units and then 25% on each of the first three anniversaries of the grant date. These restricted stock units vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. Sale pursuant to 10b5-1 Plan. /s/ Shelly O'Brien, by power of attorney for Gayle A. Crowell 2017-09-05