0001104659-17-055469.txt : 20170905
0001104659-17-055469.hdr.sgml : 20170905
20170905160643
ACCESSION NUMBER: 0001104659-17-055469
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170901
FILED AS OF DATE: 20170905
DATE AS OF CHANGE: 20170905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CROWELL GAYLE A
CENTRAL INDEX KEY: 0001250893
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 171068798
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
4
1
a4.xml
4
X0306
4
2017-09-01
0
0001337619
ENVESTNET, INC.
ENV
0001250893
CROWELL GAYLE A
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
1
0
0
0
Common Stock
2017-09-01
4
S
0
746
44.45
D
6022
I
By trust
Common Stock
801
D
Director Stock Option (Right to Buy)
31.70
2018-03-28
2027-03-28
Common Stock
1745
1745
D
Restricted Stock Units
2019-04-26
Common Stock
1602
1602
D
Restricted Stock Units
2020-03-28
Common Stock
1595
1595
D
This option grant vests over a 3-year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
These restricted stock units vest as follows: 25% of the total amount vested on the date of the grant of restricted stock units and then 25% on each of the first three anniversaries of the grant date.
These restricted stock units vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner.
Sale pursuant to 10b5-1 Plan.
/s/ Shelly O'Brien, by power of attorney for Gayle A. Crowell
2017-09-05