0001104659-17-013626.txt : 20170302 0001104659-17-013626.hdr.sgml : 20170302 20170302195958 ACCESSION NUMBER: 0001104659-17-013626 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROWELL GAYLE A CENTRAL INDEX KEY: 0001250893 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 17661079 4 1 a4.xml 4 X0306 4 2017-03-01 0 0001337619 ENVESTNET, INC. ENV 0001250893 CROWELL GAYLE A 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 0 0 0 Common Stock 2017-03-01 4 S 0 746 39.00 D 10498 I By trust Restricted Stock Unit 2019-04-26 Common Stock 2403 2403 D Sale pursuant to a 10b5-1 plan. Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock. This restricted stock unit vests over a 3 year period, 25% of the total amount vests on the date of the grant of restricted stock; and then 25% on each of first three anniversaries of the Grant Date (April 26, 2016). Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit. The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner. /s/ Shelly O'Brien, by power of attorney for Gayle Crowell 2017-03-02