0001181431-13-025473.txt : 20130506
0001181431-13-025473.hdr.sgml : 20130506
20130506161555
ACCESSION NUMBER: 0001181431-13-025473
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130502
FILED AS OF DATE: 20130506
DATE AS OF CHANGE: 20130506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EMMETT RICHARD J
CENTRAL INDEX KEY: 0001250742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35258
FILM NUMBER: 13816346
MAIL ADDRESS:
STREET 1: 2002 PAPA JOHNS BOVD
STREET 2: PO BOX 999000
CITY: LLOUISVILLE
STATE: KY
ZIP: 40269-0900
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC.
CENTRAL INDEX KEY: 0001357204
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
BUSINESS PHONE: 7817374516
MAIL ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC.
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20090821
4
1
rrd378636.xml
R. EMMETT FORM 4
X0306
4
2013-05-02
0
0001357204
DUNKIN' BRANDS GROUP, INC.
DNKN
0001250742
EMMETT RICHARD J
C/O DUNKIN' BRANDS GROUP, INC.
130 ROYALL STREET
CANTON
MA
02021
0
1
0
0
Senior VP and Gen. Counsel
Common Stock
2013-05-02
4
M
0
12500
3.02
A
15000
D
Common Stock
2013-05-02
4
S
0
12500
40.28
D
2500
D
Option to purchase Common Stock
3.02
2013-05-02
4
M
0
2649
0
D
2020-02-23
Common Stock
2649
74882
D
Option to purchase Common Stock
3.02
2013-05-02
4
M
0
9851
0
D
2020-02-23
Common Stock
9851
19702
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.27 to $40.29, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
On 02/23/2010, the reporting person was granted an option to purchase 114,929 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 2/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
On 02/23/2010, the reporting person was granted an option to purchase 49,255 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 02/23/2011).
/s/ Richard J. Emmett
2013-05-06