0000950172-13-000018.txt : 20130212 0000950172-13-000018.hdr.sgml : 20130212 20130212174000 ACCESSION NUMBER: 0000950172-13-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130211 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXIS CAPITAL HOLDINGS LTD CENTRAL INDEX KEY: 0001214816 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 92 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM 08 BUSINESS PHONE: (441) 496-2600 MAIL ADDRESS: STREET 1: 92 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM 08 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIDENT II L P CENTRAL INDEX KEY: 0001089446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31721 FILM NUMBER: 13598543 BUSINESS ADDRESS: STREET 1: C/O CITCO TRUSTEES (CAYMAN) LIMITED STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-1205 BUSINESS PHONE: 2038622900 MAIL ADDRESS: STREET 1: C/O CITCO TRUSTEES (CAYMAN) LIMITED STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-1205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIDENT CAPITAL II LP CENTRAL INDEX KEY: 0001249878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31721 FILM NUMBER: 13598542 BUSINESS ADDRESS: STREET 1: C/O CITCO TRUSTEES (CAYMAN) LIMITED STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-1205 BUSINESS PHONE: 3459498066 MAIL ADDRESS: STREET 1: C/O CITCO TRUSTEES (CAYMAN) LIMITED STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-1205 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-02-11 0 0001214816 AXIS CAPITAL HOLDINGS LTD AXS 0001089446 TRIDENT II L P C/O CITCO TRUSTEES (CAYMAN) LIMITED 89 NEXUS WAY CAMANA BAY, GRAND CAYMAN E9 KY1-1205 CAYMAN ISLANDS 1 0 0 0 0001249878 TRIDENT CAPITAL II LP C/O CITCO TRUSTEES (CAYMAN) LIMITED 89 NEXUS WAY CAMANA BAY, GRAND CAYMAN E9 KY1-1205 CAYMAN ISLANDS 1 0 0 0 Common Stock 2013-02-11 4 S 0 2590777 39.25 D 0 D Common Stock 2013-02-11 4 S 0 72473 39.25 D 0 D Common Stock 2013-02-11 4 S 0 72973 39.25 D 0 D This filing relates to shares of Common Stock of AXIS Capital Holdings Limited ("AXS"). Trident II, L.P. ("Trident") is making this joint filing on Form 4 on its behalf and on behalf of Trident Capital II, L.P. ("Trident GP"), Marsh & McLennan Capital Professionals Fund, L.P. ("CPF") and Marsh & McLennan Employees' Securities Company, L.P. ("ESC"). Trident, CPF and ESC have agreed that they will coordinate the timing of the sale of shares of Common Stock of AXS. This transaction in Table I relates to the disposition of shares of Common Stock of AXS by Trident. The general partners of Trident GP are four single member limited liability companies, each of which is owned by an individual who is a member of Stone Point Capital LLC, which serves as the manager of Trident. Each of these single member limited liability companies disclaims beneficial ownership of the shares of Common Stock of AXS, except to the extent of any pecuniary interest therein, that are, or may be deemed to be, beneficially owned by Trident or Trident GP. In addition, Trident and Trident GP disclaim beneficial ownership of shares of Common Stock of AXS that are, or may be deemed to be, beneficially owned by CPF or ESC. This transaction in Table I relates to the disposition of shares of Common Stock of AXS by CPF. The sole general partner of CPF is Stone Point GP Ltd., a company owned by certain individuals who are members of Stone Point Capital LLC, which serves as the investment manager of CPF. CPF disclaims beneficial ownership of shares of Common Stock of AXS that are, or may be deemed to be, beneficially owned by Trident or ESC. This transaction in Table I relates to the disposition of shares of Common Stock of AXS by ESC. Marsh & McLennan GP I, Inc., a subsidiary of Marsh & McLennan Companies, Inc., is the sole general partner of ESC. ESC disclaims beneficial ownership of shares of Common Stock of AXS that are, or may be deemed to be, beneficially owned by Trident or CPF. Charles A. Davis, a director of AXS, is one of the four general partners of Trident GP. Mr. Davis is also a director and shareholder of Stone Point GP Ltd., the entity that is the sole general partner of CPF. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of Trident II, CPF and ESC. By virtue of Mr. Davis being one of AXS's directors, each of Trident, Trident GP, CPF and ESC may be deemed to be a director by deputization. TRIDENT II, L.P.; By: Trident CapitalII, L.P.; By: DW Trident GP, LLC; By: David Wermuth, Member 2013-02-12 Trident Capital II, L.P.; By: DW Trident GP, LLC; By: David Wermuth, Member 2013-02-12 Marsh & McLennan Capital Professionals Fund, L.P.; By: Stone Point GP Ltd., sole general partner; By: David Wermuth, Member 2013-02-12 Marsh & McLennan Employees' Securities Company, L.P.; By: Marsh & McLennan GP I, Inc., sole general partner; By: Stone Point Capital LLC, agent and attorney-in-fact; By: David Wermuth, Member 2013-02-12