0000950172-12-000057.txt : 20120910
0000950172-12-000057.hdr.sgml : 20120910
20120910191657
ACCESSION NUMBER: 0000950172-12-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120906
FILED AS OF DATE: 20120910
DATE AS OF CHANGE: 20120910
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXIS CAPITAL HOLDINGS LTD
CENTRAL INDEX KEY: 0001214816
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 92 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM 08
BUSINESS PHONE: (441) 496-2600
MAIL ADDRESS:
STREET 1: 92 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM 08
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRIDENT II L P
CENTRAL INDEX KEY: 0001089446
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31721
FILM NUMBER: 121084094
BUSINESS ADDRESS:
STREET 1: C/O CITCO TRUSTEES (CAYMAN) LIMITED
STREET 2: 89 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
BUSINESS PHONE: 2038622900
MAIL ADDRESS:
STREET 1: C/O CITCO TRUSTEES (CAYMAN) LIMITED
STREET 2: 89 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRIDENT CAPITAL II LP
CENTRAL INDEX KEY: 0001249878
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31721
FILM NUMBER: 121084093
BUSINESS ADDRESS:
STREET 1: C/O CITCO TRUSTEES (CAYMAN) LIMITED
STREET 2: 89 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
BUSINESS PHONE: 3459498066
MAIL ADDRESS:
STREET 1: C/O CITCO TRUSTEES (CAYMAN) LIMITED
STREET 2: 89 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-09-06
0
0001214816
AXIS CAPITAL HOLDINGS LTD
AXS
0001089446
TRIDENT II L P
C/O CITCO TRUSTEES (CAYMAN) LIMITED
89 NEXUS WAY
CAMANA BAY, GRAND CAYMAN
E9
KY1-1205
CAYMAN ISLANDS
1
0
0
0
0001249878
TRIDENT CAPITAL II LP
C/O CITCO TRUSTEES (CAYMAN) LIMITED
89 NEXUS WAY
CAMANA BAY, GRAND CAYMAN
E9
KY1-1205
CAYMAN ISLANDS
1
0
0
0
Common Stock
2012-09-06
4
D
0
2840533
34.5
D
8224501
D
Common Stock
2012-09-06
4
D
0
79459
34.5
D
230068
D
Common Stock
2012-09-06
4
D
0
80008
34.5
D
231654
D
This filing relates to shares of Common Stock of AXIS Capital Holdings Limited ("AXS"). Trident II, L.P. ("Trident") is making this joint filing on Form 4 on its behalf and on behalf of Trident Capital II, L.P. ("Trident GP"), Marsh & McLennan Capital Professionals Fund, L.P. ("CPF") and Marsh & McLennan Employees' Securities Company, L.P. ("ESC"). Trident, CPF and ESC have agreed that they will coordinate the timing of the sale of shares of Common Stock of AXS.
This transaction in Table I relates to the disposition of shares of Common Stock of AXS by Trident. The general partners of Trident GP are four single member limited liability companies, each of which is owned by an individual who is a member of Stone Point Capital LLC, which serves as the manager of Trident. Each of these single member limited liability companies disclaims beneficial ownership of the shares of Common Stock of AXS, except to the extent of any pecuniary interest therein, that are, or may be deemed to be, beneficially owned by Trident or Trident GP. In addition, Trident and Trident GP disclaim beneficial ownership of shares of Common Stock of AXS that are, or may be deemed to be, beneficially owned by CPF or ESC.
This transaction in Table I relates to the disposition of shares of Common Stock of AXS by CPF. The sole general partner of CPF is Stone Point GP Ltd., a company owned by certain individuals who are members of Stone Point Capital LLC, which serves as the investment manager of CPF. CPF disclaims beneficial ownership of shares of Common Stock of AXS that are, or may be deemed to be, beneficially owned by Trident or ESC.
This transaction in Table I relates to the disposition of shares of Common Stock of AXS by ESC. Marsh & McLennan GP I, Inc., a subsidiary of Marsh & McLennan Companies, Inc., is the sole general partner of ESC. ESC disclaims beneficial ownership of shares of Common Stock of AXS that are, or may be deemed to be, beneficially owned by Trident or CPF.
Charles A. Davis, a director of AXS, is one of the four general partners of Trident GP. Mr. Davis is also a director and shareholder of Stone Point GP Ltd., the entity that is the sole general partner of CPF. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of Trident II, CPF and ESC. By virtue of Mr. Davis being one of AXS's directors, each of Trident, Trident GP, CPF and ESC may be deemed to be a director by deputization.
TRIDENT II, L.P.; By: Trident Capital II, L.P.; By: DW Trident GP, LLC; By: David Wermuth, Member
2012-09-10
Trident Capital II, L.P.; By: DW Trident GP, LLC; By: David Wermuth, Member
2012-09-10
Marsh & McLennan Capital Professionals Fund, L.P.; By: Stone Point GP Ltd., sole general partner; By: David Wermuth, Member
2012-09-10
Marsh & McLennan Employees' Securities Company, L.P.; By: Marsh & McLennan GP I, Inc., sole general partner; By: Stone Point Capital LLC, agent and attorney-in-fact; By: David Wermuth, Member
2012-09-10