0001209191-12-000669.txt : 20120103
0001209191-12-000669.hdr.sgml : 20120102
20120103204008
ACCESSION NUMBER: 0001209191-12-000669
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111229
FILED AS OF DATE: 20120103
DATE AS OF CHANGE: 20120103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RBS INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001249797
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10714
FILM NUMBER: 12503737
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: RSB INVESTMENT MANAGEMENT LLC
DATE OF NAME CHANGE: 20030628
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESL INSTITUTIONAL PARTNERS LP
CENTRAL INDEX KEY: 0001249801
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10714
FILM NUMBER: 12503739
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESL INVESTORS LLC
CENTRAL INDEX KEY: 0001249806
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10714
FILM NUMBER: 12503740
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTOZONE INC
CENTRAL INDEX KEY: 0000866787
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531]
IRS NUMBER: 621482048
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 123 SOUTH FRONT ST
CITY: MEMPHIS
STATE: TN
ZIP: 38103
BUSINESS PHONE: 9014956500
MAIL ADDRESS:
STREET 1: P O BOX 2198
STREET 2: DEPT 8074
CITY: MEMPHIS
STATE: TN
ZIP: 38101-2198
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RBS PARTNERS L P /CT
CENTRAL INDEX KEY: 0000860585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10714
FILM NUMBER: 12503736
BUSINESS ADDRESS:
STREET 1: ONE LAFAYETTE PLACE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2038614606
MAIL ADDRESS:
STREET 1: ONE LAFAYETTE PLACE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: LAMPERT L P
DATE OF NAME CHANGE: 19940207
FORMER NAME:
FORMER CONFORMED NAME: RBS PARTNERS L P
DATE OF NAME CHANGE: 19931210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESL PARTNERS, L.P.
CENTRAL INDEX KEY: 0000923727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10714
FILM NUMBER: 12503734
BUSINESS ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-861-4600
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: ESL PARTNERS LP
DATE OF NAME CHANGE: 19940524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESL INVESTMENTS INC
CENTRAL INDEX KEY: 0001126396
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10714
FILM NUMBER: 12503738
BUSINESS ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2038614600
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAMPERT EDWARD S
CENTRAL INDEX KEY: 0001183200
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10714
FILM NUMBER: 12503735
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-12-29
0
0000866787
AUTOZONE INC
AZO
0001183200
LAMPERT EDWARD S
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0000923727
ESL PARTNERS, L.P.
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0001249806
ESL INVESTORS LLC
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0001249801
ESL INSTITUTIONAL PARTNERS LP
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0001126396
ESL INVESTMENTS INC
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0001249797
RBS INVESTMENT MANAGEMENT LLC
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0000860585
RBS PARTNERS L P /CT
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
Common Stock, par value $0.01 per share
2011-12-30
4
J
0
450484
0.00
D
2967719
I
See Footnotes
Common Stock, par value $0.01 per share
2011-12-29
4
J
0
17338
0.00
D
1156452
I
See Footnotes
Common Stock, par value $0.01 per share
2011-12-30
4
J
0
1156452
0.00
D
0
I
See Footnotes
Common Stock, par value $0.01 per share
2011-12-29
4
J
0
17338
0.00
A
17338
I
See Footnotes
Common Stock, par value $0.01 per share
2011-12-29
4
J
0
17338
0.00
D
0
I
See Footnotes
Common Stock, par value $0.01 per share
825
I
See Footnotes
Common Stock, par value $0.01 per share
2011-12-30
4
J
0
1984636
0.00
D
0
I
See Footnotes
Common Stock, par value $0.01 per share
1895516
D
Common Stock, par value $0.01 per share
2011-12-29
4
J
0
17033
0.00
A
1912549
D
Common Stock, par value $0.01 per share
2011-12-30
4
J
0
32
0.00
A
1912581
D
Common Stock, par value $0.01 per share
2011-12-30
4
J
0
32
0.00
A
32
I
See Footnotes
Common Stock, par value $0.01 per share
2011-12-30
4
J
0
32
0.00
D
0
I
See Footnotes
ESL Partners, L.P. ("Partners") distributed these shares of common stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), on a pro rata basis to limited partners that elected in 2011 to redeem all or a portion of their interest in Partners.
These Shares are held by Partners.
This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), Institutional, RBS, RBS Investment Management, L.L.C. ("RBSIM"), Partners and Investors. RBS is the general partner of Partners and the managing member of Investors. RBSIM is the general partner of Institutional. Investments is the general partner of RBS and Acres and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.
ESL Investors, L.L.C. ("Investors") distributed these Shares on a pro rata basis to the managing member of Investors in connection with the restructuring of Investors and the termination of the managing member's pecuniary interest in the Shares held by Investors. Following these distributions, Investors will no longer be a Reporting Person.
These Shares are held in an account established by the investment member of Investors.
Investors distributed these Shares on a pro rata basis to the investment member of Investors in connection with the restructuring of Investors and the termination of the managing member's pecuniary interest in the Shares held by Investors. Following these distributions, Investors will no longer be a Reporting Person.
RBS Partners, L.P. ("RBS"), the managing member of Investors, acquired these Shares in a pro rata distribution from Investors in connection with the restructuring of Investors and the termination of its pecuniary interest in the Shares held by Investors.
These Shares are held by RBS.
RBS distributed these Shares, which were received in connection with the termination of its pecuniary interest in the Shares held by Investors, on a pro rata basis to its partners.
These Shares are held by ESL Institutional Partners, L.P. ("Institutional").
Acres Partners, L.P. ("Acres") distributed these Shares on a pro rata basis to its partners. Following these distributions, Acres will no longer be a Reporting Person.
These Shares are held by Acres.
These Shares are held by Edward S. Lampert.
These Shares were received in a pro rata distribution from RBS to its partners.
These Shares were received in a pro rata distribution from Investments to its shareholders.
These Shares were received in a pro rata distribution from Acres to its partners.
These Shares are held by Investments.
Investments distributed these Shares on a pro rata basis to its shareholders.
Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
Page
/s/ Edward S. Lampert
2012-01-03
ESL PARTNERS, L.P., By: RBS Partners, L.P., as its general partner, By: ESL Investments, Inc., as its general partner, By: /s/ Adrian J. Maizey, Chief Financial Officer
2012-01-03
ESL INVESTORS, L.L.C., By: RBS Partners, L.P., as its manager, By: ESL Investments, Inc., as its general partner, By: /s/ Adrian J. Maizey, Chief Financial Officer
2012-01-03
ESL INSTITUTIONAL PARTNERS, L.P., By: RBS Investment Management, L.L.C., as its general partner, By: ESL Investments, Inc., as its manager, By: /s/ Adrian J. Maizey, Chief Financial Officer
2012-01-03
ESL INVESTMENTS, INC., By: /s/ Adrian J. Maizey, Chief Financial Officer
2012-01-03
RBS INVESTMENT MANAGEMENT, L.L.C., By: ESL Investments, Inc., as its manager, By: /s/ Adrian J. Maizey, Chief Financial Officer
2012-01-03
RBS PARTNERS, L.P., By: ESL Investments, Inc., as its general partner, By: /s/ Adrian J. Maizey, Chief Financial Officer
2012-01-03