SEC FORM 5

SEC Form 5

FORM 5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0362
Estimated average burden
hours per response:			1.0

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Form 3 Holdings Reported.

Form 4 Transactions Reported.

1. Name and Address of Reporting Person^*

NELL STEVEN E

(Last)

(First)

(Middle)

C/O FREDERIC DORWART

124 E FOURTH STREET

(Street)

TULSA

74103

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
BOK FINANCIAL CORP ET AL [ BOKF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, CFO

3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2016

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	11/16/2016		G	30	D	$79.85	64,256	D
Common Stock	11/17/2016		G	50	D	$80.53	64,206	D
Common Stock	12/27/2016	12/07/2016	J⁽¹⁾	7,985	D	$0	56,221	D
Common Stock	12/27/2016	12/07/2016	J⁽¹⁾	6,320	A	$0	6,320	I	Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell
Common Stock	12/27/2016	12/07/2016	J⁽¹⁾	333	A	$0	333	I	Forrest Robert Nell Irrevocable Trust of 2016
Common Stock	12/27/2016	12/07/2016	J⁽¹⁾	333	A	$0	333	I	Emma Eleanor Nell Irrevocable Trust of 2016
Common Stock	12/27/2016	12/07/2016	J⁽¹⁾	333	A	$0	333	I	Stefani Grace Nell Irrevocable Trust of 2016
Common Stock	12/27/2016	12/07/2016	J⁽¹⁾	333	A	$0	333	I	Sara Rose Nell Irrevocable Trust of 2016
Common Stock	12/27/2016	12/07/2016	J⁽¹⁾	333	A	$0	333	I	Natalie Ann Nell Irrevocable Trust of 2016
Common Stock	12/28/2016	12/07/2016	J⁽²⁾	2,000	D	$0	54,221	D
Common Stock	12/28/2016	12/07/2016	J⁽²⁾	2,000	A	$0	8,320	I	Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell
Common Stock	12/29/2016		S4	4,320	D	$82.6264⁽³⁾⁽⁴⁾	4,000	I	Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell
Common Stock	12/30/2016		G	15	D	$83.04	54,206	D
Common Stock	01/03/2017	12/31/2016	S4	2,000	D	$81.508⁽⁵⁾⁽⁶⁾	2,000	I	Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell
Common Stock	01/04/2017	12/31/2016	S4	2,000	D	$83.33	0	I	Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell
Common Stock	01/04/2017	12/31/2016	S4	333	D	$83.3	0	I	Forrest Robert Nell Irrevocable Trust of 2016
Common Stock	01/04/2017	12/31/2016	S4	333	D	$83.3	0	I	Emma Eleanor Nell Irrevocable Trust of 2016
Common Stock	01/04/2017	12/31/2016	S4	333	D	$83.3	0	I	Stefani Grace Nell Irrevocable Trust of 2016
Common Stock	01/04/2017	12/31/2016	S4	333	D	$83.3	0	I	Sara Rose Nell Irrevocable Trust of 2016
Common Stock	01/04/2017	12/31/2016	S4	333	D	$83.3	0	I	Natalie Ann Nell Irrevocable Trust of 2016
Common Stock	12/31/2016		J⁽⁷⁾	28.6869	A	$0	54,234.6869⁽⁸⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)	5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Mr. Nell transferred 7,985 shares from shares directly held to Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell, Forrest Robert Nell Irrevocable Trust of 2016, Emma Eleanor Nell Irrevocable Trust of 2016, Stefani Grace Nell Irrevocable Trust of 2016, Sara Rose Nell Irrevocable Trust of 2016, and Natalie Ann Nell Irrevocable Trust of 2016.

2. Mr. Nell transferred 2,000 shares from shares directly held to Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell.

3. The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

4. The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $82.53 to 82.75, inclusive.

5. The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.

6. The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $81.45 to 81.59, inclusive.

7. These shares are related to the BOK Thrift Plan for which employees own investment units which hold BOKF common stock.

8. 28.6869 shares are related to Mr. Nell's BOK Thrift Plan holdings only. Mr. Nell also owns 54,206 shares directly as of 12/31/2016.

	/s/ Frederic Dorwart, Power of Attorney	02/14/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.