-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QUIA0BFx5ph6APbP9LRbpRGXVeh1B8hcT6Xxj+a20Kpss5C1epMSOOWxItGndXnP n9eOPcZtzSKAOGrdtAktuQ== 0001127602-11-004155.txt : 20110208 0001127602-11-004155.hdr.sgml : 20110208 20110208093410 ACCESSION NUMBER: 0001127602-11-004155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110207 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZUCKER UZI CENTRAL INDEX KEY: 0001248900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 11580726 MAIL ADDRESS: STREET 1: 383 MADISON AVE 40TH FL STREET 2: C/O BEAR STEARNS & CO CITY: NEW YORK STATE: NY ZIP: 10179 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-02-07 0000815097 CARNIVAL CORP CCL 0001248900 ZUCKER UZI 870 5TH AVENUE NEW YORK NY 10021 1 Common Stock 2011-02-07 4 M 0 2400 25.915 A 72635 D Common Stock 2011-02-07 4 S 0 2400 46.5832 D 70235 D Stock Option (Right to Buy) 25.915 2011-02-07 4 M 0 2400 0 D 2004-04-17 2011-04-17 Common Stock 2400 0 D This transaction was executed in multiple trades at prices ranging from $46.58 to $46.5835. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Options vest ratably over five years beginning on the first anniversary of the grant date. /s/ Uzi Zucker 2011-02-08 -----END PRIVACY-ENHANCED MESSAGE-----