-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EDyGzvzhQNdZHjLHnkSzrNNUBIRyZXGEM4buXrn2X47qbHHEj3GJRjWIOpfwhZhB z4o5+Yj/XWrcTVnd63Huxw== 0001127602-11-001136.txt : 20110106 0001127602-11-001136.hdr.sgml : 20110106 20110106102845 ACCESSION NUMBER: 0001127602-11-001136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110105 FILED AS OF DATE: 20110106 DATE AS OF CHANGE: 20110106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOSCHI PIER LUIGI CENTRAL INDEX KEY: 0001248748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 11513074 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 20 7940 5381 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-01-05 0001125259 CARNIVAL PLC CUK 0001248748 FOSCHI PIER LUIGI CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 Chairman & CEO-Costa Crociere Ordinary Shares 2011-01-05 4 M 0 200000 47.4157 A 322170 D Ordinary Shares 2011-01-05 4 S 0 200000 48.779 D 122170 D Stock Option (Right to Buy) 47.4157 2011-01-05 4 M 0 200000 0 D 2005-02-26 2012-02-26 Ordinary Shares 200000 0 D Approximate US dollar equivalent price based on the exchange rate of 1.8589 on February 26, 2004. Options are exercisable at 25.48 British Pounds Sterling. Approximate US dollar equivalent price based on the exchange rate of 1.5546 on January 5, 2011. This transaction was executed in multiple trades at prices ranging from 31.32 to 31.435 British Pounds Sterling. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Options vest ratably over four years beginning on the first anniversary of the grant date of February 25, 2004. /s/ Pier Luigi Foschi 2011-01-06 -----END PRIVACY-ENHANCED MESSAGE-----