0001299033-16-000036.txt : 20160526
0001299033-16-000036.hdr.sgml : 20160526
20160526122626
ACCESSION NUMBER: 0001299033-16-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160524
FILED AS OF DATE: 20160526
DATE AS OF CHANGE: 20160526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Asset Management, Inc. /DE/
CENTRAL INDEX KEY: 0001299033
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320122554
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563-1463
BUSINESS PHONE: (630) 245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563-1463
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calamos Family Partners, Inc.
CENTRAL INDEX KEY: 0001307316
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51003
FILM NUMBER: 161677097
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-577-9688
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALAMOS JOHN P SR
CENTRAL INDEX KEY: 0001248580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51003
FILM NUMBER: 161677098
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-05-24
0
0001299033
Calamos Asset Management, Inc. /DE/
CLMS
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
1
0
Chairman and Global CIO
0001307316
Calamos Family Partners, Inc.
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
1
0
Class A Common Stock
2016-05-24
4
P
0
156.562
7.3937
A
7873.669
I
By spouse
Class A Common Stock
1393918.869
D
Class A Common Stock
3787529
I
By Calamos Investments LLC
Class A Common Stock
2016-05-25
4
P
0
12280.392
7.8008
A
1406199.261
D
Class A Common Stock
7873.669
I
By spouse
Class A Common Stock
3787529
I
By Calamos Investments LLC
Total represents 638,645.8690 shares of Class A Common Stock and 755,273.00. Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
Total represents 650,926.2610 shares of Class A Common Stock and 755,273.00. Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
/s/ William J. Takahashi, Attorney-in-Fact
2016-05-26