0001445305-14-004217.txt : 20140930 0001445305-14-004217.hdr.sgml : 20140930 20140930155453 ACCESSION NUMBER: 0001445305-14-004217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140929 FILED AS OF DATE: 20140930 DATE AS OF CHANGE: 20140930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 870 WESTMINSTER ST STREET 2: 1 CITIZENS PLZ THIRD FL CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014567000 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANKOWSKY WILLIAM P CENTRAL INDEX KEY: 0001248371 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 141129756 MAIL ADDRESS: STREET 1: C/O LIBERTY PROPERTY TRUST STREET 2: 65 VALLEY STREAM PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 4 1 wf-form4_141210688286459.xml FORM 4 X0306 4 2014-09-29 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0001248371 HANKOWSKY WILLIAM P C/O CITIZENS FINANCIAL GROUP, INC. 600 WASHINGTON BLVD. STAMFORD CT 06901 1 0 0 0 Common Stock 2014-09-29 4 A 0 2083 0 A 2083 D Common Stock 2014-09-29 4 P 0 15000 21.50 A 17083 D These restricted stock units were granted under the Issuer's 2014 Non-Employee Directors Compensation Plan (the "Plan") and are scheduled to vest 100% on the earlier of (i) the first anniversary of the grant date or (ii) the date of the Issuer's 2015 annual general meeting of stockholders, subject to the terms of the Plan and the applicable award agreement issued thereunder. This number reflects shares of Common Stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering. /s/ Lindsey Cameron, as Attorney-in-Fact 2014-09-30