0001140361-13-019578.txt : 20130509 0001140361-13-019578.hdr.sgml : 20130509 20130509090533 ACCESSION NUMBER: 0001140361-13-019578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130507 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPUTO THOMAS CENTRAL INDEX KEY: 0001248360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13499 FILM NUMBER: 13826705 MAIL ADDRESS: STREET 1: 3333 NEW HYDE PARK ROAD CITY: NEW HYDE PARK STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY ONE, INC. CENTRAL INDEX KEY: 0001042810 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521794271 FISCAL YEAR END: 0315 BUSINESS ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 BUSINESS PHONE: 305-947-1664 MAIL ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY ONE INC DATE OF NAME CHANGE: 19970723 4 1 doc1.xml FORM 4 X0306 4 2013-05-07 0 0001042810 EQUITY ONE, INC. EQY 0001248360 CAPUTO THOMAS 1600 NE MIAMI GARDENS DRIVE NORTH MIAMI BEACH FL 33179 0 1 0 0 President Common Stock 2013-05-07 4 M 0 42500 11.59 A 42500 D Common Stock 2013-05-07 4 S 0 42500 26.19 D 0 D Common Stock 125915 I Indirect Common Stock (Option to buy) 21.75 2012-03-14 2018-03-13 Common Stock 250000 250000 D Common Stock (Option to buy) 11.59 2013-05-06 4 M 0 42500 11.59 D 2013-02-23 2019-02-22 Common Stock 92500 50000 D Common Stock (Option to buy) 18.88 2014-03-01 2020-02-29 Common Stock 100000 100000 D Common Stock (Option to buy) 19.13 2013-03-17 2020-03-17 Common Stock 16500 16500 D Common Stock (Option to buy) 19.07 2021-02-20 Common Stock 100000 100000 D This transaction was executed in multiple trades ranging from $26.13 to $26.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Held by the Thomas A.Caputo Family Trust II (the "Trust") for the benefit of the reporting person's family. The reporting person has investment control over the securities held by the Trust. Vests in equal installments on February 21, 2012, 2013, 2014 and 2015. Thomas Caputo 2013-05-07