0001140361-13-019578.txt : 20130509
0001140361-13-019578.hdr.sgml : 20130509
20130509090533
ACCESSION NUMBER: 0001140361-13-019578
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130507
FILED AS OF DATE: 20130509
DATE AS OF CHANGE: 20130509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAPUTO THOMAS
CENTRAL INDEX KEY: 0001248360
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13499
FILM NUMBER: 13826705
MAIL ADDRESS:
STREET 1: 3333 NEW HYDE PARK ROAD
CITY: NEW HYDE PARK
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUITY ONE, INC.
CENTRAL INDEX KEY: 0001042810
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 521794271
FISCAL YEAR END: 0315
BUSINESS ADDRESS:
STREET 1: 1600 N E MIAMI GARDENS DRIVE
CITY: NORTH MIAMI BEACH
STATE: FL
ZIP: 33179
BUSINESS PHONE: 305-947-1664
MAIL ADDRESS:
STREET 1: 1600 N E MIAMI GARDENS DRIVE
CITY: NORTH MIAMI BEACH
STATE: FL
ZIP: 33179
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITY ONE INC
DATE OF NAME CHANGE: 19970723
4
1
doc1.xml
FORM 4
X0306
4
2013-05-07
0
0001042810
EQUITY ONE, INC.
EQY
0001248360
CAPUTO THOMAS
1600 NE MIAMI GARDENS DRIVE
NORTH MIAMI BEACH
FL
33179
0
1
0
0
President
Common Stock
2013-05-07
4
M
0
42500
11.59
A
42500
D
Common Stock
2013-05-07
4
S
0
42500
26.19
D
0
D
Common Stock
125915
I
Indirect
Common Stock (Option to buy)
21.75
2012-03-14
2018-03-13
Common Stock
250000
250000
D
Common Stock (Option to buy)
11.59
2013-05-06
4
M
0
42500
11.59
D
2013-02-23
2019-02-22
Common Stock
92500
50000
D
Common Stock (Option to buy)
18.88
2014-03-01
2020-02-29
Common Stock
100000
100000
D
Common Stock (Option to buy)
19.13
2013-03-17
2020-03-17
Common Stock
16500
16500
D
Common Stock (Option to buy)
19.07
2021-02-20
Common Stock
100000
100000
D
This transaction was executed in multiple trades ranging from $26.13 to $26.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Held by the Thomas A.Caputo Family Trust II (the "Trust") for the benefit of the reporting person's family. The reporting person has investment control over the securities held by the Trust.
Vests in equal installments on February 21, 2012, 2013, 2014 and 2015.
Thomas Caputo
2013-05-07