0001140361-12-051676.txt : 20121218 0001140361-12-051676.hdr.sgml : 20121218 20121218161538 ACCESSION NUMBER: 0001140361-12-051676 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121214 FILED AS OF DATE: 20121218 DATE AS OF CHANGE: 20121218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPUTO THOMAS CENTRAL INDEX KEY: 0001248360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13499 FILM NUMBER: 121271535 MAIL ADDRESS: STREET 1: 3333 NEW HYDE PARK ROAD CITY: NEW HYDE PARK STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY ONE, INC. CENTRAL INDEX KEY: 0001042810 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521794271 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 BUSINESS PHONE: 305-947-1664 MAIL ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY ONE INC DATE OF NAME CHANGE: 19970723 4 1 doc1.xml FORM 4 X0306 4 2012-12-14 0 0001042810 EQUITY ONE, INC. EQY 0001248360 CAPUTO THOMAS 1600 NE MIAMI GARDENS DRIVE NORTH MIAMI BEACH FL 33179 0 1 0 0 President Common Stock 2012-12-14 4 M 0 7500 11.59 A 9018 D Common Stock 129186 I Indirect Common Stock (Option to buy) 21.75 2012-03-14 2018-03-13 Common Stock 250000 250000 D Common Stock (Option to buy) 11.59 2012-12-14 4 M 0 7500 11.59 A 2019-02-22 Common Stock 100000 92500 D Common Stock (Option to buy) 18.88 2020-02-29 Common Stock 100000 100000 D Common Stock (Option to buy) 19.13 2013-03-17 2020-03-17 Common Stock 16500 16500 D Common Stock (Option to buy) 19.07 2021-02-20 Common Stock 100000 100000 D Held by the Thomas A.Caputo Family Trust II (the "Trust) for the benefit of the reporting person's family. The reporting person has investment control over the securities held by the Trust. Vests in equal installments on February 23, 2010, 2011, 2012 and 2013. Vests in equal installments on March 1, 2011, 2012, 2013 and 2014. Vests in equal installments on February 21, 2012, 2013, 2014 and 2015. Thomas Caputo 2012-12-18