-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DcBpG67FnUycpqOHr5mXPGaJ4c3c/5eXNANJrRFipTHxxyEuyNqLYOymCtsgTQX0 ETb+Dgt+zLOgJ3Eyzei54Q== 0000950123-10-012236.txt : 20100212 0000950123-10-012236.hdr.sgml : 20100212 20100212154636 ACCESSION NUMBER: 0000950123-10-012236 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TAPLIN BEATRICE B CENTRAL INDEX KEY: 0001247972 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38001 FILM NUMBER: 10598932 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 SC 13G/A 1 l38836sc13gza.htm FORM SC 13G/A sc13gza
 
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULES 13d-1(b), (c) (d) AND AMENDMENTS
THERETO FILED PURSUANT TO RULE 13d-2(b)
(Amendment No. 2)
NACCO INDUSTRIES, INC.
 
(Name of Issuer)
Class A Common Stock, Par Value $1.00 Per Share
 
(Title of Class of Securities)
629579 10 3
 
(CUSIP Number)
December 31, 2009
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
 
*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 

                     
CUSIP No.
  
629579 10 3  
  

 

           
1   NAME OF REPORTING PERSONS

Beatrice B. Taplin
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 N/A
  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States of America
       
  5   SOLE VOTING POWER
     
NUMBER OF   383,437
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   383,437
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  383,437
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  5.73%
     
12   TYPE OF REPORTING PERSON*
   
  IN

 

SCHEDULE 13G
Item 1(a). Name of Issuer:  NACCO Industries, Inc.
Item 1(b). Address of Issuer’s Principal Executive Offices:  5875 Landerbrook Drive
                                                                                                     Mayfield Heights, Ohio 44124-4017
Item 2(a). Name of Person Filing:  Beatrice B. Taplin
Item 2(b). Address of Principal Business Office or, if none, Residence:   11 Cherry Hills Drive
                                                                                                                          Englewood, Colorado 80110
Item 2(c). Citizenship:  United States of America
Item 2(d). Title of Class of Securities:  Class A Common Stock, Par Value $1.00 Per Share
Item 2(e). CUSIP Number:  629579 10 3
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or (13d-2(b), check whether the person filing is a:
  (a)               Broker or Dealer registered under section 15 of the Act
           
  (b)               Bank as defined in section 3(a)(6) of the Act
           
  (c)               Insurance Company as defined in section 3(a)(19) of the Act
           
  (d)               Investment Company registered under section 8 of the Investment Company Act
           
  (e)               Investment Adviser registered under section 203 of the Investment Advisers Act of 1940
           
  (f)               Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see #240.13d-1(b)(1)(ii)(F)
           
  (g)               Parent Holding Company, in accordance with #240.13d-1(b)(ii)(G) (Note: See Item 7)
           
  (h)               Group, in accordance with #240.13d-1(b)(1)(ii)(H)
Item 4. Ownership
  (a)   Amount Beneficially Owned: 383,437
 
  (b)   Percent of Class:   5.73%
 
  (c)   Number of shares as to which such person has:
  (i)   sole power to vote or to direct the vote   383,437
 
  (ii)   shared power to vote or to direct the vote   0
 
  (iii)   sole power to dispose or to direct the disposition of  383,437
 
  (iv)   shared power to dispose or to direct the disposition of   0
Item 5. Ownership of Five Percent or Less of a Class:  Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person:  Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:  Not Applicable
Item 8. Identification and Classification of Members of the Group:  Not Applicable
Item 9. Notice of Dissolution of Group:  Not Applicable

 

Item 10. Certification
     By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
 
  February 11, 2010
 
Date 		   
 
        
 
  /s/ Beatrice B. Taplin    
 
       
 
  Signature    
 
        
 
  Beatrice B. Taplin    
 
       
 
  Name/Title    

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