0001127602-11-018864.txt : 20110608 0001127602-11-018864.hdr.sgml : 20110607 20110608145559 ACCESSION NUMBER: 0001127602-11-018864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110606 FILED AS OF DATE: 20110608 DATE AS OF CHANGE: 20110608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAHILL GERALD RAYMOND CENTRAL INDEX KEY: 0001247942 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 11900763 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVENUE CITY: MIAMI STATE: FL ZIP: 33178 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-06-06 0000815097 CARNIVAL CORP CCL 0001247942 CAHILL GERALD RAYMOND CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 1 President & CEO, CCL Common Stock 2011-06-06 4 A 0 3082 0 A 114581 D Common Stock 2011-06-06 4 A 0 42 0 A 114623 D Common Stock 2011-06-06 4 F 0 23791 0 D 90832 D On January 28, 2011, the reporting person was granted 6,164 performance-based restricted stock units ("Performance RSUs"), pursuant to the 2002 Stock Plan (the "Plan"). The Reporting Person may earn from 0-200% of his target amount of Performance RSUs depending on the extent of Carnival Corporation & plc's earnings per share growth over the three-year performance period ending with fiscal 2013, subject to his continued employment during the performance period (with earlier partial vesting in certain cases upon eligibility for retirement, or death or disability, prior to the expiration of the performance period). On June 4, 2011 the Reporting Person attained Retirement Age as defined in the Plan, on June 6, 2011 and, pursuant to the terms of the Performance RSU agreement, he received 3,082 shares of Carnival Corporation common stock upon release of that number of Performance RSU's. In addition, the Reporting Person received settlement of dividend equivalents accumulated from the grant date through the release date on the released Performance RSUs. Represents a surrender of shares to satisfy tax withholding obligation related to the release from restriction, upon attaining Retirement Age, of shares originally awarded on December 19, 2008, February 1, 2010, January 19, 2011 and the vesting of Performance RSU's, as provided for under the terms of the Plan and the respective award agreements. /s/ Gerald R Cahill 2011-06-08