0001002225-15-000038.txt : 20150710 0001002225-15-000038.hdr.sgml : 20150710 20150710190900 ACCESSION NUMBER: 0001002225-15-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150708 FILED AS OF DATE: 20150710 DATE AS OF CHANGE: 20150710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIRJI ASIFF S CENTRAL INDEX KEY: 0001247588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 15984544 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-07-08 1 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001247588 HIRJI ASIFF S 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2015-07-08 4 D 0 1159.0 44.25 D 5314 D Common Stock 2015-07-08 4 D 0 5314.0 44.25 D 0 D Stock Appreciation Rights 14.05 2015-07-08 4 D 0 14875.0 30.2 D 2012-09-14 2021-09-14 Common Stock 14875 0 D Stock Appreciation Rights 17.8 2015-07-08 4 D 0 8470.0 26.45 D 2013-05-09 2022-05-09 Common Stock 8470 0 D Stock Appreciation Rights 21.06 2015-07-08 4 D 0 9814.0 23.19 D 2014-05-09 2023-05-09 Common Stock 9814 0 D Stock Appreciation Rights 29.01 2015-07-08 4 D 0 9138.0 15.24 D 2015-05-07 2024-05-07 Common Stock 9138 0 D Consists of vested restricted stock units that were disposed of pursuant to the terms of the Merger Agreement by and among the Company, SS&C Technologies Holdings, Inc. and Arbor Acquisition Corporation in exchange for a cash payment of $44.25 per share on the effective date of the merger. The awards fully vested on the effective date of the merger per the terms of the award agreement. Disposed of pursuant to the terms of the Merger Agreement in exchange for a cash payment of $44.25 per share on the effective date of the merger. Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $449,225, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share. The awards fully vested on the effective date of the merger per the terms of the award agreement. Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $224,032, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share. Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $227,587, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share. Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $139,263, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share. By: James S Cox For: Asiff S Hirji 2015-07-10