0001127602-13-002550.txt : 20130124 0001127602-13-002550.hdr.sgml : 20130124 20130124135624 ACCESSION NUMBER: 0001127602-13-002550 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130122 FILED AS OF DATE: 20130124 DATE AS OF CHANGE: 20130124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAINOR SCOTT V CENTRAL INDEX KEY: 0001246950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22537-01 FILM NUMBER: 13545094 MAIL ADDRESS: STREET 1: 90 HIGHLAND AVENUE CITY: BETHLEHEM STATE: PA ZIP: 18017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PENN BANCSHARES INC CENTRAL INDEX KEY: 0000700733 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 232215075 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PHILADELPHIA AND READING AVES STREET 2: PO BOX 547 CITY: BOYERTOWN STATE: PA ZIP: 19512 BUSINESS PHONE: 1-800-822-3321 MAIL ADDRESS: STREET 1: PHILADELPHIA AND READING AVES STREET 2: P. O. BOX 547 CITY: BOYERTOWN STATE: PA ZIP: 19512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-01-22 0000700733 NATIONAL PENN BANCSHARES INC NPBC 0001246950 FAINOR SCOTT V PHILADELPHIA & READING AVENUES P. O. BOX 547 BOYERTOWN PA 19512-0547 1 1 President & CEO Common Stock 2013-01-22 4 A 0 86382 9.84 A 461526 D Common Stock 2013-01-23 4 F 0 5958 9.76 D 455568 D Common Stock 16464 I 401K Common Stock 64165 I IRA Restricted stock issued under the Long-Term Incentive Compensation Plan. Restricted periods from date of award: 25%-one year; 25%-two years; 25%-three years; and 25%-four years. To the extent the time restrictions are met, the restricted stock will vest. To the extent the time restrictions are not met, the award will lapse. Represents the number of shares withheld to satisfy tax obligations upon the vesting of restricted stock awards granted on January 23, 2012. 25% vest each year beginning January 23, 2013. Balance as of plan statement dated 12/31/2012. /s/ H. Anderson Ellsworth, by power of attorney 2013-01-24