FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
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Form 3 Holdings Reported. | ||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ETHYL CORP [ EY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Common Stock | 12/31/2003(1) | J(2) | 287 | A | (3) | 18,494.292 | I | Shares held by Trustee of Ethyl Savings Plan | |||||||
Common Stock | 3 | 50,605 | D | ||||||||||||
Common Stock | 3 | 3,701 | I | Shares held by wife. | |||||||||||
Common Stock | 3 | 11,413 | I | Shares held of record by Nordley Partners, L.P., of which the reporting person is a partner | |||||||||||
Common Stock | 3 | 600 | I | Shares held for reporting person's son Daniel C. Gottwald | |||||||||||
Common Stock | 3 | 600 | I | Shares held for reporting person's son Thomas D. Gottwald | |||||||||||
Common Stock | 3 | 500 | I | Shares held for reporting person's son August Clarke Gottwald | |||||||||||
Commons Stock | 3 | 500 | I | Shares held for reporting person's son Edward Parker Gottwald | |||||||||||
Commons Stock | 3 | 500 | I | Shares held for reporting person's son Mark Haywood Gottwald | |||||||||||
Commons Stock | 3 | 7,589 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Thomas D. Gottwald u/a dtd. 10/28/87 | |||||||||||
Commons Stock | 3 | 3,450 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Thomas D. Gottwald u/a dtd. 12/20/88. | |||||||||||
Commons Stock | 3 | 6,674 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Daniel C. Gottwald u/a dtd. 4/9/88 | |||||||||||
Commons Stock | 3 | 3,450 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Daniel C. Gottwald u/a dtd. 12/20/88 | |||||||||||
Commons Stock | 3 | 3,252 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo A. Clarke Gottwald u/a dtd. 10/31/89 - Trust 1 | |||||||||||
Commons Stock | 3 | 6,494 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo A. Clarke Gottwald u/a dtd. 10/31/89 - Trust 2 | |||||||||||
Commons Stock | 3 | 2,592 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Edward P. Gottwald u/a dtd. 1/29/92 - Trust 1. | |||||||||||
Commons Stock | 3 | 6,022 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Edward P. Gottwald u/a dtd. 1/29/92 - Trust 2. | |||||||||||
Commons Stock | 3 | 7,164 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Mark Haywood Gottwald u/a dtd. 10/18/95. | |||||||||||
Commons Stock | 3 | 6,889 | I | Shares held as co-trustee fbo reporting person's children u/a dtd. 12/16/91.(4) | |||||||||||
Commons Stock | 3 | 18,359 | I | Shares held by B. Hazelgrove as trustee fbo reporting person's children u/a dtd 4/8/94.(5) | |||||||||||
Commons Stock | 3 | 212,406 | I | Shares held as co-trustee fbo (among others) reporting person's family u/w Floyd D. Gottwald. | |||||||||||
Commons Stock | 3 | 460 | I | Shares held as trustee fbo Nancy Spencer Gottwald u/a dtd. 6/2/88. | |||||||||||
Commons Stock | 3 | 9,428 | I | Shares held as trustee fbo Nancy Spencer Gottwald u/a dtd 12/21/88. | |||||||||||
Commons Stock | 3 | 9,548 | I | Shares held as trustee fbo Caroline C. Gottwald u/a dtd. 12/20/89. | |||||||||||
Commons Stock | 3 | 8,599 | I | Shares held as trustee fbo Bruce C. Gottwald, III u/a dtd. 12/10/91. | |||||||||||
Commons Stock | 3 | 7,382 | I | Shares held as trustee fbo William Hays Gottwald dtd 4/6/94. | |||||||||||
Commons Stock | 3 | 5,547 | I | Shares held as co-trustee fbo Kimberly Cavell's Trust u/a dtd. 2/16/98. | |||||||||||
Commons Stock | 3 | 3,333 | I | Shares held as co-trustee fbo Martha Elizabeth Gottwald u/a dtd 10/17/00. | |||||||||||
Commons Stock | 3 | 4,350 | I | Shares held as trustee fbo Grace C. Gottwald u/a dtd. 12/17/91. | |||||||||||
Common Stock | 3 | 3,447 | I | Shares held as trustee fbo Katherine Rose Gottwald u/a dtd. 2/10/94. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Various dates - Contributions to the Ethyl Savings Plan throughout the year |
2. The increase in shares is due to periodic purchase by the Plan Trustee pursuant to Ethyl Corporation's Savings Plan |
3. Price varies since purchases under the Savings Plan are made throughout the year |
4. Shares held of record by Nordley Partners, L.P. |
5. Shares held of record by Nordley Partners, L.P. |
/s/ J. Judson Williams, II, (by Power of Attorney for Thomas E. Gottwald | 02/12/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |