0001255452-13-000002.txt : 20130530 0001255452-13-000002.hdr.sgml : 20130530 20130530165506 ACCESSION NUMBER: 0001255452-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130528 FILED AS OF DATE: 20130530 DATE AS OF CHANGE: 20130530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0001245648 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 301 E COLORADO BLVD STE 720 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: (626) 795-7300 MAIL ADDRESS: STREET 1: 301 E COLORADO BLVD STE 720 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20030623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONE BRADFORD S CENTRAL INDEX KEY: 0001255452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21380 FILM NUMBER: 13882421 MAIL ADDRESS: STREET 1: 47 MAPLE ST. SUITE 403 CITY: SUMMIT STATE: NJ ZIP: 07901 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-05-28 0 0001245648 FLAHERTY & CRUMRINE TOTAL RETURN FUND INC FLC 0001255452 STONE BRADFORD S 47 MAPLE ST. SUITE 403 SUMMIT NJ 07901 0 1 0 0 VP and Asst. Treasurer Common Stock 2013-05-28 4 P 0 1000 20.76 A 1000 D (1) Mr. Stone also indirectly holds an additional 4,198 shares of the Fund through his ownership of 10% of Flaherty and Crumrine Incorporated /s/ Bradford Stone 2013-05-29