0001255452-13-000002.txt : 20130530
0001255452-13-000002.hdr.sgml : 20130530
20130530165506
ACCESSION NUMBER: 0001255452-13-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130528
FILED AS OF DATE: 20130530
DATE AS OF CHANGE: 20130530
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0001245648
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 301 E COLORADO BLVD STE 720
STREET 2: C/O FLAHERTY & CRUMRINE INC
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: (626) 795-7300
MAIL ADDRESS:
STREET 1: 301 E COLORADO BLVD STE 720
STREET 2: C/O FLAHERTY & CRUMRINE INC
CITY: PASADENA
STATE: CA
ZIP: 91101
FORMER COMPANY:
FORMER CONFORMED NAME: FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC
DATE OF NAME CHANGE: 20030623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STONE BRADFORD S
CENTRAL INDEX KEY: 0001255452
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21380
FILM NUMBER: 13882421
MAIL ADDRESS:
STREET 1: 47 MAPLE ST. SUITE 403
CITY: SUMMIT
STATE: NJ
ZIP: 07901
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-05-28
0
0001245648
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC
FLC
0001255452
STONE BRADFORD S
47 MAPLE ST. SUITE 403
SUMMIT
NJ
07901
0
1
0
0
VP and Asst. Treasurer
Common Stock
2013-05-28
4
P
0
1000
20.76
A
1000
D
(1) Mr. Stone also indirectly holds an additional 4,198 shares of the Fund through his ownership of 10% of Flaherty and Crumrine Incorporated
/s/ Bradford Stone
2013-05-29