0000899243-22-035815.txt : 20221114 0000899243-22-035815.hdr.sgml : 20221114 20221114214308 ACCESSION NUMBER: 0000899243-22-035815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221109 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANCHESTER KEITH S CENTRAL INDEX KEY: 0001244828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40782 FILM NUMBER: 221389142 MAIL ADDRESS: STREET 1: C/O ROIVANT SCIENCES LTD. STREET 2: 11-12 ST. JAMES'S SQUARE SUITE 1, 3RD FL CITY: LONDON STATE: X0 ZIP: SW1Y 4L ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roivant Sciences Ltd. CENTRAL INDEX KEY: 0001635088 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981173944 STATE OF INCORPORATION: D0 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE, 2 CHURCH STREET CITY: HAMILTON HM11 STATE: D0 ZIP: HM11 BUSINESS PHONE: 441-295-5950 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM11 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-09 0 0001635088 Roivant Sciences Ltd. ROIV 0001244828 MANCHESTER KEITH S C/O ROIVANT SCIENCES LTD. 7TH FLOOR, 50 BROADWAY, LONDON X0 SW1H 0DB UNITED KINGDOM 1 0 0 0 Common Shares 2022-11-09 4 J 0 1196200 D 38582314 I Held by QVT Financial Investment Cayman Ltd. Common Shares 2022-11-10 4 S 0 1092355 4.75 D 37489959 I Held by QVT Financial Investment Cayman Ltd. Common Shares 2022-11-10 4 S 0 372427 4.75 D 13535929 I Held by QVT Roiv Hldgs Onshore Ltd. Common Shares 2022-11-10 4 S 0 2311643 4.75 D 28010344 I Held by QVT Deferred Compensation Holdings Ltd. Common Shares 2022-11-10 4 S 0 146079 4.75 D 5470181 I Held by QVT P&E Roiv Hldgs Ltd. Shares were distributed in-kind to certain shareholders of QVT Financial Investment Cayman Ltd. who subsequently gifted the shares to charitable foundations, each of which is subject to a lock-up. The reporting person is a shareholder of each of QVT Roiv Hldgs Onshore Ltd., QVT Deferred Compensation Holdings Ltd., QVT P&E Roiv Hldgs Ltd. and QVT Financial Investment Cayman Ltd. (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. /s/ Keith Manchester 2022-11-14