0001179110-14-011351.txt : 20140702 0001179110-14-011351.hdr.sgml : 20140702 20140702172711 ACCESSION NUMBER: 0001179110-14-011351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140702 DATE AS OF CHANGE: 20140702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR LEASE CORP CENTRAL INDEX KEY: 0001487712 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 271840403 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: SUITE 1000-N CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 553-0555 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: SUITE 1000-N CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: AIR LEASE Corp DATE OF NAME CHANGE: 20100323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UDVAR-HAZY STEVEN F CENTRAL INDEX KEY: 0001244781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35121 FILM NUMBER: 14957800 MAIL ADDRESS: STREET 1: C/O AIR LEASE CORPORATION STREET 2: 2000 AVENUE OF THE STARS, SUITE 1000N CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 edgar.xml FORM 4 - X0306 4 2014-06-30 0 0001487712 AIR LEASE CORP AL 0001244781 UDVAR-HAZY STEVEN F AIR LEASE CORPORATION, 2000 AVENUE OF THE STARS, SUITE 1000N LOS ANGELES CA 90067 1 1 0 0 Chairman and CEO Air Lease Corporation -Class A Common Stock 2014-06-30 4 A 0 437608 0 A 1198839 D Air Lease Corporation - Class A Common Stock 2014-06-30 4 F 0 212459 38.58 D 986380 D Air Lease Corporation - Class A Common Stock 2014-07-01 4 S 0 10000 38.4828 D 974225 I See footnote Air Lease Corporation - Class A Common Stock 27500 I See footnote Air Lease Corporation Class A Common Stock 10300 I See footnote Air Lease Corporation - Class A Common Stock 12800 I See footnote Air Lease Corporation- Class A Common Stock 17800 I See footnote Air Lease Corporation -Class A Common Stock 10300 I See footnote Air Lease Corporation - Class A Common Stock 328889 I See footnote Air Lease Corporation - Class A Common Stock 101667 I See footnote Air Lease Corporation - Class A Common Stock 35925 I See footnote Air Lease Corporation - Class A Common Stock 2700000 I See footnote Shares issued upon the vesting of performance-based restricted stock units granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan. The sales reported on this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the reporting person on March 12, 2014. $38.4828 is the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $38.32 to $38.76. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 3 to this Form 4. These shares are held by the Udvar-Hazy Separate Property Trust, of which the reporting person is the trustee. These shares are owned by the reporting person's wife. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are owned by one of the reporting person's daughters. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose These shares are held by Air Intercontinental, Inc., of which the reporting person is the sole stockholder and one of three directors. These shares are held by Ocean Equities, Inc. A trust, of which the reporting person is the trustee, is the sole stockholder of Ocean Equities, Inc. The reporting person is also one of three directors of Ocean Equities, Inc. These shares are held by Emerald Financial LLC. A trust, of which the reporting person is the trustee, controls a majority of the membership interests of Emerald Financial LLC. Additionally, the reporting person is one of three managers of Emerald Financial LLC. These shares are held by the Hazy Family Community Trust 5/28/85, of which the reporting person is the trustee Carol H. Forsyte, on behalf of Steven F. Udvar-Hazy, Chairman and Chief Executive Officer (Power of Attorney On File) 2014-07-02